|
| 1 | +# B-Trees |
| 2 | + |
| 3 | +## Background |
| 4 | +Is the fastest way to search for data to store them in an array, sort them and perform binary search? No. <br> |
| 5 | + |
| 6 | +We have seen binary search trees (BSTs), which always maintains data in sorted order. This allows us to avoid the |
| 7 | +overhead of sorting before we search. However, we also learnt that unbalanced BSTs can be incredibly inefficient for |
| 8 | +insertion, deletion and search operations, which are O(h) in time complexity (i.e. can go up to O(n) for unbalanced |
| 9 | +BSTs). <br> |
| 10 | + |
| 11 | +Then, we learnt about self-balancing BSTs such as AVL Trees, that will help us cap the time complexity of insertion, |
| 12 | +deletion and search operations to O(h) ~= O(logn). <br> |
| 13 | + |
| 14 | +B-tree is another of self-balancing search tree data structure that maintains sorted data and allows for efficient |
| 15 | +insertion, deletion and search operations. |
| 16 | + |
| 17 | +### (a,b) trees |
| 18 | + |
| 19 | +Before we talk about B-trees, we first introduce its family (generalized form) - (a,b) trees. <br> |
| 20 | + |
| 21 | +- In an (a,b) tree, a nd b refer to the minimum and maximum number of children of an internal node in the tree. <br> |
| 22 | +- a and b are parameters where 2 <= a <= (b+1)/2. |
| 23 | + |
| 24 | +Note that unlike binary trees, in (a,b) trees, each node can have more than 2 children and each node can store multiple |
| 25 | +keys. |
| 26 | + |
| 27 | +Here is a (2,4) tree to aid visualisation as we go through the (a,b) tree rules/invariants. |
| 28 | +tree.jpg) |
| 29 | + |
| 30 | + |
| 31 | +### Implementation Invariant/(a,b) Tree Rules |
| 32 | +Rule #1: (a,b)-child Policy |
| 33 | +The min and max of keys and children each node can have are bounded as follows: |
| 34 | +childpolicy.jpg) |
| 35 | + |
| 36 | +Note: With the exception of leaves, realize that the number of children is always one more than the number of keys. |
| 37 | +(See rule 2) |
| 38 | + |
| 39 | +The min height of an (a,b) tree will be O(logb(n)) and the max height of an (a,b) tree will be O(loga(n)). <br> |
| 40 | + |
| 41 | +How do we pick the values of a and b? b is dependent on the hardware, and we want to maximise a to make the tree fatter |
| 42 | +and shorter. |
| 43 | + |
| 44 | +Rule #2: Key ranges |
| 45 | + |
| 46 | +A non-leaf node (i.e. root or internal) must have one more child than its number of keys. This is to ensure that all |
| 47 | +value ranges due to its keys are covered in its subtrees. |
| 48 | + |
| 49 | +The permitted range of keys within a subtree is referred to be its key range. |
| 50 | + |
| 51 | +Specifically, for a non-leaf node with k keys and (k+1) children: |
| 52 | +- its keys in sorted order are v1, v2, ..., vk |
| 53 | +- the subtrees due to its keys are t1, t2, ..., tk+1 |
| 54 | + |
| 55 | +Then: |
| 56 | +- first child t1 has key range <= v1 |
| 57 | +- final child tk+1 has key range > vk |
| 58 | +- all other children ti have key range (vi-1, vi) |
| 59 | + |
| 60 | +Rule #3: Leaf depth |
| 61 | + |
| 62 | +All leaf nodes must be at the same depth from root. |
| 63 | + |
| 64 | +## Complexity Analysis |
| 65 | +Search: |
| 66 | + |
| 67 | +**Time**: O(bloga(n)) = O(logn) |
| 68 | + |
| 69 | +- The max height of an (a,b) tree is O(loga(n)). |
| 70 | +- Linear search takes maximally b nodes per level. |
| 71 | + |
| 72 | +**Space**: O(n) |
| 73 | + |
| 74 | +where n is the number of elements (whatever the structure, it must store at least n nodes) |
| 75 | + |
| 76 | +## References |
| 77 | +This description heavily references CS2040S Recitation Sheet 4. |
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