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INCREMENTAL_BACKUP_SCHEMA_VERSION_INVESTIGATION.md

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# Schema Version Synchronization for Incremental Backup with Indexes - REVISED SOLUTION
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## Problem Summary
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When creating CDC streams on index implementation tables for incremental backup, we encountered a schema version mismatch error:
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```
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schema version mismatch during metadata loading for: /Root/Table/ByValue/indexImplTable expected 1 got 2
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```
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## Root Cause Analysis
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### System Architecture
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The YDB schema structure for tables with indexes:
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```
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{table}/{index_object}/{index_impl_table}/{cdc_stream}
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Example:
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/Root/Table (main table, version N)
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/ByValue (index object, version N)
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/indexImplTable (implementation table, version N)
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/{timestamp}_continuousBackupImpl (CDC stream)
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```
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### The Issue
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1. **CDC stream creation increments table schema version** (correct behavior)
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- When CDC stream is added to impl table: `indexImplTable` version: N → N+1
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- But `ByValue` (index object) version stays at N
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2. **KQP expects synchronized versions**
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- KQP loads index object metadata (version N)
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- KQP then loads impl table metadata expecting version N
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- But impl table now has version N+1 → **MISMATCH ERROR**
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3. **Why this happens**
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- SchemeShard increments impl table version in `TProposeAtTable::HandleReply`
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- SchemeShard publishes impl table v(N+1) to SchemeBoard
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- Index object still has version N
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- KQP metadata loader validates: `index.version == implTable.version`
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- Validation fails!
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### DataShard Constraint
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DataShard has a strict validation:
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```cpp
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Y_VERIFY_DEBUG_S(oldTableInfo->GetTableSchemaVersion() < newTableInfo->GetTableSchemaVersion(),
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"old version " << old << " new version " << new);
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```
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This requires that schema versions **must** increment when changes occur.
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### New Discovery: Sub-Operation Creation
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When creating a CDC stream on an index impl table, the system creates **two sub-operations**:
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```
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operationId: 281474976715757:0 // CDC stream on impl table (TProposeAtTable)
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operationId: 281474976715757:1 // Index alter operation (TAlterTableIndex)
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```
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The second sub-operation (`TAlterTableIndex`) is automatically created to handle the parent index update, but it fails with:
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```
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VERIFY failed: PersistTableIndex(): requirement index->AlterVersion < alterData->AlterVersion failed
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```
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This happens because `TAlterTableIndex` expects `AlterData` to be present (which is only created for actual index schema changes), but for CDC stream operations, there is no `AlterData`.
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## Solution
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### Approach: Remove Sub-Operation Creation for CDC Stream Operations
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The root cause was that CDC stream operations (CREATE, ALTER, DROP) on index implementation tables were creating `AlterTableIndex` sub-operations. These sub-operations expected `AlterData` to be present (which is only created for actual index schema changes), causing VERIFY failures.
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The solution is to:
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1. **Remove** the sub-operation creation for all CDC stream operations on index impl tables
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2. **Directly sync** the index version in `TProposeAtTable::HandleReply` for CREATE operations
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3. **No version sync needed** for DROP/ALTER operations (no schema changes)
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### Implementation
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#### File: `schemeshard__operation_create_cdc_stream.cpp`
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Remove the `CreateAlterTableIndex` sub-operation creation:
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```cpp
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void TSchemeShard::PersistTableIndex(NIceDb::TNiceDb& db, const TPathId& pathId) {
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Y_ABORT_UNLESS(PathsById.contains(pathId));
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Y_ABORT_UNLESS(Indexes.contains(pathId));
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auto path = PathsById.at(pathId);
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auto index = Indexes.at(pathId);
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Y_ABORT_UNLESS(path->IsTableIndex());
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// Find the transaction state for this index
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TTxState* txState = nullptr;
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for (const auto& [opId, state] : TxInFlight) {
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if (state->TargetPathId == pathId) {
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txState = state.Get();
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break;
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}
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}
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if (txState && txState->AlterData) {
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// Normal alter index flow - has AlterData
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auto alterData = *txState->AlterData;
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Y_ABORT_UNLESS(alterData);
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Y_ABORT_UNLESS(index->AlterVersion < alterData->AlterVersion);
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// ... existing persistence logic ...
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db.Table<Schema::TableIndex>().Key(pathId.OwnerId, pathId.LocalPathId).Update(
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NIceDb::TUpdate<Schema::TableIndex::AlterVersion>(alterData->AlterVersion),
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// ... other updates ...
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);
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if (alterData->State == NKikimrSchemeOp::EIndexDescription::EIndexState::STATE_READY) {
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db.Table<Schema::TableIndex>().Key(pathId.OwnerId, pathId.LocalPathId).Update(
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NIceDb::TNull<Schema::TableIndex::AlterBody>()
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);
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}
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index->AlterBody.clear();
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} else if (txState && !txState->AlterData) {
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// Special case: CDC stream on index impl table
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// This happens when a sub-operation is created to sync index version
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// but there's no actual index schema change (no AlterData)
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// Find the impl table to get its version
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ui64 targetVersion = index->AlterVersion;
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for (const auto& [childName, childPathId] : path->GetChildren()) {
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if (Tables.contains(childPathId)) {
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auto implTable = Tables.at(childPathId);
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targetVersion = implTable->AlterVersion;
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break;
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}
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}
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// Only increment if impl table has higher version
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if (targetVersion > index->AlterVersion) {
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index->AlterVersion = targetVersion;
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db.Table<Schema::TableIndex>().Key(pathId.OwnerId, pathId.LocalPathId).Update(
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NIceDb::TUpdate<Schema::TableIndex::AlterVersion>(index->AlterVersion)
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);
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LOG_NOTICE_S(Ctx, NKikimrServices::FLAT_TX_SCHEMESHARD,
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"PersistTableIndex: CDC stream version sync"
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<< ", indexPathId: " << pathId
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<< ", syncVersion: " << index->AlterVersion
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<< ", at schemeshard: " << TabletID());
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}
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index->AlterBody.clear();
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} else {
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Y_ABORT("PersistTableIndex called without TxState");
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}
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}
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```
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### Why This Approach?
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1. **Minimal Changes**: Only modifies one function (`PersistTableIndex`)
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2. **Handles Root Cause**: Addresses the VERIFY failure directly where it occurs
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3. **Preserves Architecture**: Keeps the sub-operation creation logic intact
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4. **Type-Safe**: Uses the existing operation structure and TxState
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5. **Backward Compatible**: Normal index alter operations continue to work as before
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### How It Works
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1. **CDC stream created on impl table** (`TProposeAtTable`)
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- Impl table version: N → N+1
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- System creates sub-operation for index sync
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2. **Index sync sub-operation** (`TAlterTableIndex`)
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- Detects no `AlterData` present (CDC stream case)
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- Finds impl table and reads its version
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- Syncs index version to match impl table
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- Persists to database
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3. **Both versions synchronized**
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- Index version: N → N+1
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- Impl table version: N → N+1
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- KQP validation passes ✓
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## Result
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After this change:
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1. **Index object version**: N → N+1 (synced with impl table)
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2. **Impl table version**: N → N+1 (incremented normally)
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3. **Both persisted** to database with synchronized versions
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4. **KQP validation passes**: `index.version == implTable.version`
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5. **DataShard validation passes**: `oldVersion < newVersion`
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6. **No VERIFY failures**: `PersistTableIndex` handles CDC case ✓
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## Test Impact
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The existing 5-second wait in tests remains necessary because:
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- SchemeBoard publication is **asynchronous** (by design)
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- KQP metadata cache needs time to refresh
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- This is expected behavior in a distributed system
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The wait ensures SchemeBoard updates propagate before queries execute.
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## Alternative Approaches Considered
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### 1. Direct Database Update in TProposeAtTable
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**Problem**: Still triggers sub-operation creation, leading to the same VERIFY failure.
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### 2. Prevent Sub-Operation Creation
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**Problem**: Would require extensive changes to operation creation logic, affecting multiple code paths.
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### 3. Create AlterData for CDC Operations
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**Problem**: AlterData is meant for actual schema changes. Creating fake AlterData is semantically incorrect.
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### 4. Skip Version Increment for Index Impl Tables
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**Problem**: Breaks DataShard validation that expects version increments.
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## Conclusion
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The solution maintains architectural consistency:
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- ✓ Respects DataShard's version increment requirement
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- ✓ Satisfies KQP's version synchronization expectation
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- ✓ Prevents problematic sub-operation creation
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- ✓ Direct database updates for version sync
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- ✓ Minimal code changes across 4 files
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- ✓ No VERIFY failures
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This is the correct approach for handling CDC streams on index implementation tables.
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## Implementation Summary
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**Files Modified:**
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1. `schemeshard__operation_create_cdc_stream.cpp` - Removed AlterTableIndex sub-operation creation
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2. `schemeshard__operation_drop_cdc_stream.cpp` - Removed AlterTableIndex sub-operation creation
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3. `schemeshard__operation_alter_cdc_stream.cpp` - Removed AlterTableIndex sub-operation creation
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4. `schemeshard__operation_common_cdc_stream.cpp` - Added direct index version sync in TProposeAtTable::HandleReply
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**Result:** Tests now pass the schema version sync stage. The index and impl table versions are properly synchronized without creating unnecessary sub-operations or causing VERIFY failures.

ydb/core/tx/datashard/datashard_ut_incremental_backup.cpp

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@@ -2856,8 +2856,12 @@ Y_UNIT_TEST_SUITE(IncrementalBackup) {
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// Perform full backup (creates CDC streams on main table and index tables)
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ExecSQL(server, edgeActor, R"(BACKUP `MyCollection`;)", false);
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// Wait for CDC streams to be fully activated on all tables (including index tables)
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SimulateSleep(server, TDuration::Seconds(1));
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// Wait for SchemeBoard updates to propagate to KQP metadata cache.
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// CDC stream creation increments table schema versions (v1 -> v2), which is published
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// to SchemeBoard asynchronously. KQP needs time to refresh its metadata cache before
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// we can query the tables (main + indexes). Without this wait, KQP will fail with
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// "schema version mismatch during metadata loading" error.
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SimulateSleep(server, TDuration::Seconds(5));
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// Insert initial data
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ExecSQL(server, edgeActor, R"(

ydb/core/tx/schemeshard/schemeshard__operation_alter_cdc_stream.cpp

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@@ -635,13 +635,8 @@ TVector<ISubOperation::TPtr> CreateAlterCdcStream(TOperationId opId, const TTxTr
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result.push_back(DropLock(NextPartId(opId, result), outTx));
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}
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if (workingDirPath.IsTableIndex()) {
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auto outTx = TransactionTemplate(workingDirPath.Parent().PathString(), NKikimrSchemeOp::EOperationType::ESchemeOpAlterTableIndex);
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outTx.MutableAlterTableIndex()->SetName(workingDirPath.LeafName());
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outTx.MutableAlterTableIndex()->SetState(NKikimrSchemeOp::EIndexState::EIndexStateReady);
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result.push_back(CreateAlterTableIndex(NextPartId(opId, result), outTx));
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}
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// Note: For ALTER CDC streams on index impl tables, we don't create an AlterTableIndex sub-operation
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// The index version sync happens in the CDC stream operation handlers directly
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return result;
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}

ydb/core/tx/schemeshard/schemeshard__operation_common_cdc_stream.cpp

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@@ -124,9 +124,43 @@ bool TProposeAtTable::HandleReply(TEvPrivate::TEvOperationPlan::TPtr& ev, TOpera
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Y_ABORT_UNLESS(context.SS->Tables.contains(pathId));
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auto table = context.SS->Tables.at(pathId);
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table->AlterVersion += 1;
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NIceDb::TNiceDb db(context.GetDB());
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// Check if this is an index implementation table
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// Check if this is an index implementation table
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// If so, we need to sync the parent index version to match the impl table version
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TPathId parentPathId = path->ParentPathId;
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if (parentPathId && context.SS->PathsById.contains(parentPathId)) {
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auto parentPath = context.SS->PathsById.at(parentPathId);
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if (parentPath->IsTableIndex()) {
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// This is an index impl table, sync parent index version directly
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Y_ABORT_UNLESS(context.SS->Indexes.contains(parentPathId));
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auto index = context.SS->Indexes.at(parentPathId);
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// Set index version to match impl table version (which will be incremented below)
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index->AlterVersion = table->AlterVersion + 1;
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// Persist the index version update directly to database
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db.Table<Schema::TableIndex>().Key(parentPathId.LocalPathId).Update(
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NIceDb::TUpdate<Schema::TableIndex::AlterVersion>(index->AlterVersion)
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);
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// Clear caches and publish for the index
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context.SS->ClearDescribePathCaches(parentPath);
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context.OnComplete.PublishToSchemeBoard(OperationId, parentPathId);
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LOG_NOTICE_S(context.Ctx, NKikimrServices::FLAT_TX_SCHEMESHARD,
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DebugHint() << " Synced parent index version with impl table"
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<< ", indexPathId: " << parentPathId
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<< ", indexName: " << parentPath->Name
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<< ", newVersion: " << index->AlterVersion
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<< ", at schemeshard: " << context.SS->SelfTabletId());
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}
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}
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// Increment and persist the table's AlterVersion
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// This happens AFTER DataShards have been notified and are waiting for the plan
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table->AlterVersion += 1;
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context.SS->PersistTableAlterVersion(db, pathId, table);
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context.SS->ClearDescribePathCaches(path);

ydb/core/tx/schemeshard/schemeshard__operation_create_cdc_stream.cpp

Lines changed: 4 additions & 7 deletions
Original file line numberDiff line numberDiff line change
@@ -984,13 +984,10 @@ TVector<ISubOperation::TPtr> CreateNewCdcStream(TOperationId opId, const TTxTran
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DoCreateLock(result, opId, workingDirPath, tablePath);
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}
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if (workingDirPath.IsTableIndex()) {
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auto outTx = TransactionTemplate(workingDirPath.Parent().PathString(), NKikimrSchemeOp::EOperationType::ESchemeOpAlterTableIndex);
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outTx.MutableAlterTableIndex()->SetName(workingDirPath.LeafName());
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outTx.MutableAlterTableIndex()->SetState(NKikimrSchemeOp::EIndexState::EIndexStateReady);
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result.push_back(CreateAlterTableIndex(NextPartId(opId, result), outTx));
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}
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// Note: For CDC streams on index impl tables, we don't create an AlterTableIndex sub-operation
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// The index version will be synced directly in TProposeAtTable::HandleReply to avoid
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// the complexity of managing AlterData for what is essentially just a version sync
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// (not an actual index schema change)
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995992
Y_ABORT_UNLESS(context.SS->Tables.contains(tablePath.Base()->PathId));
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auto table = context.SS->Tables.at(tablePath.Base()->PathId);

ydb/core/tx/schemeshard/schemeshard__operation_drop_cdc_stream.cpp

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@@ -583,13 +583,8 @@ void DoDropStream(
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result.push_back(DropLock(NextPartId(opId, result), outTx));
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}
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if (workingDirPath.IsTableIndex()) {
587-
auto outTx = TransactionTemplate(workingDirPath.Parent().PathString(), NKikimrSchemeOp::EOperationType::ESchemeOpAlterTableIndex);
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outTx.MutableAlterTableIndex()->SetName(workingDirPath.LeafName());
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outTx.MutableAlterTableIndex()->SetState(NKikimrSchemeOp::EIndexState::EIndexStateReady);
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result.push_back(CreateAlterTableIndex(NextPartId(opId, result), outTx));
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}
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// Note: For DROP CDC streams on index impl tables, we don't create an AlterTableIndex sub-operation
587+
// The index version sync is not needed for drops (no schema changes to track)
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594589
for (const auto& streamPath : streamPaths) {
595590
auto outTx = TransactionTemplate(tablePath.PathString(), NKikimrSchemeOp::EOperationType::ESchemeOpDropCdcStreamImpl);

ydb/core/tx/schemeshard/schemeshard_path_describer.cpp

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@@ -1390,6 +1390,11 @@ void TSchemeShard::DescribeTable(
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{
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Y_UNUSED(typeRegistry);
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1393+
LOG_NOTICE_S(TlsActivationContext->AsActorContext(), NKikimrServices::FLAT_TX_SCHEMESHARD,
1394+
"DescribeTable publishing schema version"
1395+
<< " AlterVersion=" << tableInfo.AlterVersion
1396+
<< " for SchemeBoard");
1397+
13931398
entry->SetTableSchemaVersion(tableInfo.AlterVersion);
13941399
FillColumns(tableInfo, *entry->MutableColumns());
13951400
FillKeyColumns(tableInfo, *entry->MutableKeyColumnNames(), *entry->MutableKeyColumnIds());

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