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Requirements-fromNarrative.json
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1475 lines (1475 loc) · 61.9 KB
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{
"resourceType" : "Requirements",
"id" : "fromNarrative",
"url" : "http://hl7.org/fhir/us/davinci-pas/Requirements/fromNarrative",
"name" : "FromNarrative",
"title" : "Narrative Conformance Statements",
"status" : "active",
"experimental" : false,
"description" : "Conformance statements found throughout the narrative of the IG consolidated into this computable resource for traceability purposes",
"actor" : ["http://hl7.org/fhir/us/davinci-pas/ActorDefinition/payer",
"http://hl7.org/fhir/us/davinci-pas/ActorDefinition/client"],
"_actor" : [{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-actorkey",
"valueId" : "payer"
}]
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-actorkey",
"valueId" : "client"
}]
}],
"statement" : [{
"key" : "1",
"conformance" : ["SHOULD"],
"requirement" : "ainfo-1^payer^exchange:Payers SHOULD attempt to use the initial DTR invocation to gather all relevant information relevant to the prior authorization request and only use the \"additional information\" approach when human review or other circumstances not known at the time of the initial DTR call require additional information to be collected."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "exchange",
"display" : "exchange"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "ainfo-2",
"conformance" : ["MAY"],
"requirement" : "A payer **MAY** request additional information from the provider to support a prior authorization request by responding to the X12 278 Request with an X12 278 Response"
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "exchange",
"display" : "exchange"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "ainfo-3",
"conformance" : ["SHALL"],
"requirement" : "When a single LOINC code is used, the TRN at the X12 278 header or line level associated with the 102089-0 LOINC code **SHALL** be the DTR context ID used to retrieve the appropriate questionnaire."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "exchange",
"display" : "exchange"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "ainfo-4",
"conformance" : ["SHALL"],
"requirement" : "The [PAS task profile](StructureDefinition-profile-task.html) **SHALL** be used to convey PAS X12 278 Response information to CDex."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "exchange",
"display" : "exchange"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "ainfo-5",
"conformance" : ["SHOULD"],
"requirement" : "All of the additional information request codes **SHOULD** be used as input to a CDex task."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "exchange",
"display" : "exchange"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "ainfo-6",
"conformance" : ["SHALL"],
"requirement" : "When the LOINC code 102089-0 is present, the associated TRNs **SHALL** also be exchange as Task.input."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "exchange",
"display" : "exchange"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "ainfo-7",
"conformance" : ["SHALL"],
"requirement" : "A separate task **SHALL** be created for each of the above attachment request types (PWK01, LOINC, questionnaire)."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "conf-1",
"conformance" : ["SHALL"],
"requirement" : "Payers **SHALL** have a distinct endpoint for each different supported version (which are not inter-version compatible) of the PAS specification."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "conf-2",
"conformance" : ["SHALL"],
"requirement" : "If a payer supports endpoint discovery, they **SHALL** have at most a single endpoint for each combination of version of the specification and coverage (e.g., Medicare, Medicaid, or commercial) they provide coverage under."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "conf-3",
"conformance" : ["SHALL"],
"requirement" : "If a payer does not support endpoint discovery, they **SHALL** expose only one PAS endpoint of each supported version capable of handling all coverages."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "conf-4",
"conformance" : ["SHALL"],
"requirement" : "PA Intermediary Systems **SHALL** be capable of processing all data elements that are marked as Must Support on the Claim Request and Claim Inquiry."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementshallnot",
"valueBoolean" : true
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "conf-5",
"requirement" : "They **SHALL NOT** generate an error or cause the application to fail due the presence of any data element marked as Must Support."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "conf-6",
"conformance" : ["SHALL"],
"requirement" : "PA Intermediary Systems **SHALL** be capable of returning resource instances containing any of the data elements that are marked as Must Support on the Claim Response and the Claim Inquiry Response."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "conf-7",
"conformance" : ["SHALL"],
"requirement" : "PA Client Systems **SHALL** be capable of receiving all data elements that are marked as Must Support on the Claim Response and the Claim Inquiry Response."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementshallnot",
"valueBoolean" : true
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "conf-8",
"requirement" : "They **SHALL NOT** generate an error or cause the application to fail when receiving any data element that is marked as Must Support."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "conf-9",
"conformance" : ["SHOULD-NOT"],
"requirement" : "PA Client Systems **SHOULD NOT** send any data elements that are not marked as Must Support."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "conf-10",
"conformance" : ["MAY"],
"requirement" : "If these data elements are included in a Claim Request or Claim Inquiry, the receiving PA Intermediary System **MAY** ignore those elements."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementshallnot",
"valueBoolean" : true
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "conf-11",
"requirement" : "When processing prior auth requests and additional data submissions, PAS services **SHALL NOT** depend on or set expectations for the inclusion of resource instances not compliant with profiles defined in this guide, CRD, DTR, HRex, or US Core."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementshallnot",
"valueBoolean" : true
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "conf-12",
"requirement" : "Similarly, they **SHALL NOT** depend on or set expectations for the inclusion of any data elements not marked as mandatory (min cardinality >= 1) or mustSupport in those profiles."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "conf-13",
"conformance" : ["MAY"],
"requirement" : "If the proposed change is adopted and published in the PAS continuous integration build or the CI build of one of its dependencies (e.g. US Core), implementations **MAY**, by mutual agreement, pre-adopt the use of those additional profiles and/or mustSupport data elements and not be considered in violation of #1 above."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementshallnot",
"valueBoolean" : true
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "conf-14",
"requirement" : "Where cardinality and other constraints present in profiles allow data elements to be omitted, PAS compliant systems **SHALL NOT** treat the omission of those elements as a conformance error."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "conf-15",
"conformance" : ["SHALL"],
"requirement" : "PAS clients and services **SHALL** use standard PAS data elements (i.e. elements found within PAS-defined or inherited profiles and marked as mandatory or mustSupport) to communicate needed data if such elements are intended to convey such information."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementshallnot",
"valueBoolean" : true
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "conf-16",
"conformance" : ["MAY"],
"requirement" : "PAS implementing organizations **SHALL NOT** publish guidance setting expectations for where certain data elements are conveyed within PAS and inherited data structures, but **MAY** submit change requests to PAS, HRex, or US Core requesting that additional guidance be provided to implementers on data structure usage to increase consistency across implementations."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "storage",
"display" : "storage"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "metric-1",
"conformance" : ["SHOULD",
"MAY"],
"requirement" : "Each of these IGs recommends a set of metrics that **SHOULD** or **MAY** be collected by their respective implementations to facilitate the evaluation of adoption, functionality, processes, and improved outcomes."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "storage",
"display" : "storage"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "metric-2",
"conformance" : ["SHOULD"],
"requirement" : "PAS implementers **SHOULD** store information for each PAS call in a manner that would allow them to respond to measures based on this logical model."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementshallnot",
"valueBoolean" : true
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "privacy",
"display" : "privacy"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "priv-1",
"conformance" : ["SHALL"],
"requirement" : "Implementations **SHALL** permit provider review of data prior to transmission, but **SHALL NOT** require such review."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "privacy",
"display" : "privacy"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "priv-2",
"conformance" : ["SHOULD"],
"requirement" : "Payers who do not view the FHIR version of the transmitted information **SHOULD** be aware of the possibility of these limitations and ensure they have policies that enforce appropriate sharing constraints on data."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "privacy",
"display" : "privacy"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "priv-3",
"conformance" : ["SHOULD",
"MAY"],
"requirement" : "PAS Servers **SHOULD** support server-server OAuth and **MAY** support mutually authenticated TLS."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "exchange",
"display" : "exchange"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "prof-1",
"conformance" : ["SHALL"],
"requirement" : "Timings **SHALL** have at least one of: a count, a frequency and period and periodUnit (with optional frequencyMax and periodMax), a calendarPattern, or a deliveryPattern."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "exchange",
"display" : "exchange"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "prof-2",
"conformance" : ["SHALL"],
"requirement" : "Quantities **SHALL** have a value and either a unit or a code"
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "prof-3",
"conformance" : ["SHALL"],
"requirement" : "If a quantity code is present, it **SHALL** use the X12 quantity units."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "exchange",
"display" : "exchange"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "prof-4",
"conformance" : ["SHALL"],
"requirement" : "The Claim instance of the [update Bundle](specification.html#updating-authorization-requests) **SHALL** reference the updated Claim instance within the `Claim.related.claim` element. Note that the presence of this reference and the requirement that referenced instances be included in the submitted Bundle implies that the instance representing the prior version of the Claim **SHALL** be included in the update Bundle."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "exchange",
"display" : "exchange"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "prof-5",
"conformance" : ["SHALL"],
"requirement" : "The Claim instance of the update Bundle **SHALL** contain within the `Claim.item` element each item requested in the updated claim and any prior versions of the claim, including requested items that have been added, modified, deleted, or left unchanged during this or previous updates."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "exchange",
"display" : "exchange"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "prof-6",
"conformance" : ["SHALL"],
"requirement" : "The Claim instance of the update Bundle **SHALL** contain within the `Claim.supportingInfo` element each piece of supporting documentation submitted with the updated claim and any prior versions of claim, including supporting documentation that has been added, modified, deleted, or left unchanged during this or previous updates."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "exchange",
"display" : "exchange"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "prof-7",
"conformance" : ["SHALL"],
"requirement" : "Each `Claim.item` entry that represents an item no longer being requested, whether removed in this update or a previous one, **SHALL** be flagged using the infoCancelledFlag modifierExtension and **SHALL** have the code `3` (Cancel) in the Certification Type extension."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "exchange",
"display" : "exchange"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "prof-8",
"conformance" : ["SHALL"],
"requirement" : "Each `Claim.supportingInfo` entry that is no longer to be used when evaluating the request, whether removed in this update or a previous one, **SHALL** be flagged using the infoCancelledFlag modifierExtension."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "exchange",
"display" : "exchange"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "prof-9",
"conformance" : ["SHALL"],
"requirement" : "Each `Claim.item` and `Claim.supportingInfo` entry that has been changed as a part of this most recent update, including removal, **SHALL** be flagged using the changed extension with a value of `changed`."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementcategory",
"valueCodeableConcept" : {
"coding" : [{
"system" : "http://hl7.org/fhir/us/davinci-pas/CodeSystem/PASTempCodes",
"code" : "exchange",
"display" : "exchange"
}]
}
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "prof-10",
"conformance" : ["SHALL"],
"requirement" : "Each `Claim.item` and `Claim.supportingInfo` entry that has been added as a part of this most recent update, **SHALL** be flagged using the changed extension with a value of `added`."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "prof-ben-1",
"conformance" : ["SHALL"],
"requirement" : "X12 standard requires no dash for ZIP+4 codes and that intermediaries **SHALL** expect the dash to be present and **SHALL** remove the dash, if present, when converting the zip code to meet the X12 standard."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "prof-sub-1",
"conformance" : ["SHALL"],
"requirement" : "X12 standard requires no dash for ZIP+4 codes and that intermediaries **SHALL** expect the dash to be present and **SHALL** remove the dash, if present, when converting the zip code to meet the X12 standard."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-1",
"conformance" : ["SHALL"],
"conditionality" : true,
"requirement" : "Along with the profiles defined in the PAS implementation guide, implementations **SHALL** also support the relevant US Core profiles for supplementary information."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-2",
"conformance" : ["SHOULD"],
"conditionality" : true,
"requirement" : "They **SHOULD** support any other profiles relevant to the types of prior authorizations they process."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-3",
"conformance" : ["SHOULD"],
"conditionality" : true,
"requirement" : "Clients and Servers supporting this implementation guide **SHOULD** also comply with the Da Vinci [Coverage Requirements Discovery (CRD)](http://www.hl7.org/fhir/us/davinci-crd) and [Documentation Templates and Rules (DTR)](http://www.hl7.org/fhir/us/davinci-dtr) implementation guides."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-4",
"conformance" : ["SHALL"],
"conditionality" : true,
"requirement" : "Every system claiming conformance to this IG **SHALL** comply with the [Security and Privacy page in the Da Vinci HRex guide](http://hl7.org/fhir/us/davinci-hrex/security.html)."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-5",
"conformance" : ["SHALL"],
"conditionality" : true,
"requirement" : "If a payer supports endpoint discovery, they **SHALL** have at most a single endpoint for each coverage (e.g., Medicare, Medicaid, or commercial) they provide coverage under."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-6",
"conformance" : ["SHALL"],
"conditionality" : true,
"requirement" : "If a payer does not support endpoint discovery, they **SHALL** expose only one PAS endpoint capable of handling all coverages."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-7",
"conformance" : ["SHOULD"],
"requirement" : "All of this **SHOULD** happen synchronously with a maximum of 15 seconds between the user initiating the prior authorization request and seeing the resulting response - i.e. including network transmission time for request and response."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "spec-8",
"conformance" : ["SHALL"],
"requirement" : "A subscription-based mechanism **SHALL** be used by the client to be informed of updates to the authorization."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "spec-9",
"conformance" : ["SHOULD-NOT"],
"requirement" : "**NOTE**: The Claim Inquiry response does not include all of the information that can be returned in a request response, such as any request for additional information, so the inquire operation **SHOULD NOT** be used by the client while waiting for final results."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-10",
"conformance" : ["MAY"],
"requirement" : "Provider and EHR Vendor organizations **MAY** leverage the [payer registry](https://www.hl7.org/fhir/us/davinci-pdex/payertopayerexchange.html#mtls-endpoint-discovery) developed by PDex (which will eventually fold into the national directory under FAST) as a means of determining which endpoints exist for which payers as candidates for configuration."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-11",
"conformance" : ["SHALL"],
"requirement" : "The Bundle **SHALL** be encoded in JSON."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-12",
"conformance" : ["SHALL"],
"requirement" : "The first entry in the Bundle **SHALL** be a Claim resource complying with the [profile](StructureDefinition-profile-claim.html) defined in this IG to ensure the content is sufficient to appropriately populate an X12N/005010X217 message."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-13",
"conformance" : ["SHALL"],
"requirement" : "Additional Bundle entries **SHALL** be populated with any resources referenced by the Claim resource (and any resources referenced by **those** resources, fully traversing all references and complying with all identified profiles)."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-14",
"conformance" : ["SHALL"],
"requirement" : "Each unique resource instance **SHALL** only appear at most once in the Bundle."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-15",
"conformance" : ["SHOULD"],
"requirement" : "Only one unique resource instance **SHOULD** be created to represent the same information. In other words, avoid creating multiple Practitioner instances for the same person."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-16",
"conformance" : ["SHALL"],
"requirement" : "Bundle.entry.fullUrl values **SHALL** be:"
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-17",
"conformance" : ["SHALL"],
"requirement" : "All GUIDs used **SHALL** be unique, including across independent prior authorization submissions - with the exception that the same resource instance being referenced in distinct prior authorization request Bundles can have the same GUID."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-18",
"conformance" : ["SHALL"],
"requirement" : "Relevant resources referenced by those \"supporting information\" resources **SHALL** also be included (e.g. prescriber Practitioner and Medication for a MedicationRequest)."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-19",
"conformance" : ["SHALL"],
"requirement" : "Any such resource that has a US Core profile **SHALL** comply with the relevant US Core profiles."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-20",
"conformance" : ["SHALL"],
"requirement" : "All \"supporting information\" resources included in the Bundle **SHALL** be pointed to by the Claim resource using the Claim.supportingInfo.valueReference element."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-21",
"conformance" : ["SHOULD"],
"requirement" : "To attach non-FHIR instance data such as PDFs, CDAs, JPGs, a DocumentReference instance **SHOULD** be used."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-22",
"conformance" : ["SHALL"],
"requirement" : "The Claim.supportingInfo.sequence for each entry **SHALL** be unique within the Claim."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-23",
"conformance" : ["SHALL"],
"requirement" : "All resources **SHALL** comply with their respective profiles."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-24",
"conformance" : ["SHOULD",
"MAY"],
"requirement" : "FHIR elements not marked as 'must support' **MAY** be included in resources within the Bundle, but client systems **SHOULD** have no expectation of such elements being processed by the payer unless prior arrangements have been made."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-25",
"conformance" : ["SHALL",
"MAY"],
"requirement" : "Systems that do not process such elements **SHALL** ignore unsupported elements unless they are 'modifier' elements, in which case the system **MAY** treat the presence of the element as an error."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
},
{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-26",
"conformance" : ["SHALL"],
"requirement" : "In addition, the system **SHALL** make the entire PAS FHIR Bundle available to the intended payer."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-27",
"conformance" : ["MAY"],
"requirement" : "The method **MAY** be based on the X12 275 or another method that trading partners have agreed to use."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-28",
"conformance" : ["SHALL"],
"requirement" : "If the X12 275 is used for this purpose, the 275 BDS01 Filter ID Code element **SHALL** be set to \"B64\" and the CAT02 Attachment Information Format Code element **SHALL** be sent to \"HL\"."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-29",
"conformance" : ["SHOULD"],
"requirement" : "Translation/mapping systems **SHOULD** be aware that if the size of the attachments as part of a claims submission would exceed the size limitations of a particular recipient, the intermediary **SHOULD** split the attachments into separate 275s to remain within the overall limit."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-30",
"conformance" : ["SHALL"],
"requirement" : "The Bundle **SHALL** start with a [ClaimResponse](StructureDefinition-profile-claimresponse-base.html) entry that contains information mapped from the 278 response."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-31",
"conformance" : ["SHALL"],
"requirement" : "Each unique resource instance **SHALL** only appear at most once in the Bundle."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-32",
"conformance" : ["SHOULD"],
"requirement" : "Only one unique resource instance **SHOULD** be created to represent the same information. In other words, avoid creating multiple Practitioner instances for the same person."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-33",
"conformance" : ["SHALL"],
"requirement" : "When echoing back resources that are the same as were present in the prior authorization request, the system **SHALL** ensure that the same fullUrl and resource identifiers are used in the response as appeared in the request."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-34",
"conformance" : ["SHALL"],
"requirement" : "Each item returned on the PAS ClaimResponse **SHALL** echo the same item.sequence as that same item had on the Claim. The item.sequence element **SHALL** serve as the main tracing identifier of items throughout requests and responses."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "client"
}],
"key" : "spec-35",
"conformance" : ["SHALL"],
"requirement" : "In the case of an error in an Operation invocation (e.g., 4XX error), the receiving system **SHALL** return a single OperationOutcome that details why the Bundle could not be processed."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"
}],
"key" : "spec-36",
"conformance" : ["SHALL"],
"requirement" : "For instances where the authorized item is a modification of the requested item, the requested item details **SHALL** be returned in the ClaimResponse.item with an adjudication status of A6 - 'Modified'."
},
{
"extension" : [{
"url" : "http://hl7.org/fhir/tools/StructureDefinition/requirements-statementactor",
"valueId" : "payer"