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Fix panic for GROUPING SETS(()) and handle empty-grouping aggregates (#19252)
## Which issue does this PR close? * Closes #18974. ## Rationale for this change The DataFusion CLI currently panics with an "index out of bounds" error when executing queries that use `GROUP BY GROUPING SETS(())`, such as: ```sql SELECT SUM(v1) FROM generate_series(10) AS t1(v1) GROUP BY GROUPING SETS(()) ``` This panic originates in the physical aggregation code, which assumes that an empty list of grouping expressions always corresponds to "no grouping". That assumption breaks down in the presence of `GROUPING SETS`, where an empty set is a valid grouping set that should still produce a result row (and `__grouping_id`) rather than crashing. This PR fixes the panic by explicitly distinguishing: * true "no GROUP BY" aggregations, and * `GROUPING SETS`/`CUBE`/`ROLLUP` plans that may have empty grouping expressions but still require grouping-set semantics and a valid `__grouping_id`. The change restores robustness of the CLI and ensures standards-compliant behavior for grouping sets with empty sets. ## What changes are included in this PR? Summary of the main changes: * **Track grouping-set usage explicitly in `PhysicalGroupBy`:** * Add a `has_grouping_set: bool` field to `PhysicalGroupBy`. * Extend `PhysicalGroupBy::new` to accept the `has_grouping_set` flag. * Add helper methods: * `has_grouping_set(&self) -> bool` to expose the flag, and * `is_true_no_grouping(&self) -> bool` to represent the case of genuinely no grouping (no GROUP BY and no grouping sets). * **Correct group state construction for empty grouping with grouping sets:** * Update `PhysicalGroupBy::from_pre_group` so that it only treats `expr.is_empty()` as "no groups" when `has_grouping_set` is `false`. * For `GROUPING SETS(())`, we now build at least one group, avoiding the previous out-of-bounds access on `groups[0]`. * **Clarify when `__grouping_id` should be present:** * Replace the previous `is_single` logic with a clearer distinction based on `has_grouping_set`. * `num_output_exprs`, `output_exprs`, `num_group_exprs`, and `group_schema` now add the `__grouping_id` column only when `has_grouping_set` is `true`. * `is_single` is redefined as "simple GROUP BY" (no grouping sets), i.e. `!self.has_grouping_set`. * **Integrate the new semantics into `AggregateExec`:** * Use `group_by.is_true_no_grouping()` instead of `group_by.expr.is_empty()` when choosing between the specialized no-grouping aggregation path and grouped aggregation. * Ensure that `is_unordered_unfiltered_group_by_distinct` only treats plans as grouped when there are grouping expressions **and** no grouping sets (`!has_grouping_set`). * Preserve existing behavior for regular `GROUP BY` while correctly handling `GROUPING SETS` and related constructs. * **Support `__grouping_id` with the no-grouping aggregation stream:** * Extend `AggregateStreamInner` with an optional `grouping_id: Option<ScalarValue>` field. * Change `AggregateStream::new` to accept a `grouping_id` argument. * Introduce `prepend_grouping_id_column` to prepend a `__grouping_id` column to the finalized accumulator output when needed. * Wire this up so that no-grouping aggregations can still match a schema that includes `__grouping_id` in grouping-set scenarios. * **Planner and execution wiring updates:** * Update all `PhysicalGroupBy::new` call sites to pass the correct `has_grouping_set` value: * `false` for: * ordinary `GROUP BY` or truly no-grouping aggregates. * `true` for: * `GROUPING SETS`, * `CUBE`, and * `ROLLUP` physical planning paths. * Ensure `merge_grouping_set_physical_expr`, `create_cube_physical_expr`, and `create_rollup_physical_expr` correctly mark grouping-set plans. * **Protobuf / physical plan round-trip support:** * Extend `AggregateExecNode` in `datafusion.proto` with a new `bool has_grouping_set = 12;` field. * Update the generated `pbjson` and `prost` code to serialize and deserialize the new field. * When constructing `AggregateExec` from protobuf, pass the decoded `has_grouping_set` into `PhysicalGroupBy::new`. * When serializing an `AggregateExec` back to protobuf, set `has_grouping_set` based on `exec.group_expr().has_grouping_set()`. * Update round-trip physical plan tests to include the new field in their expectations. * **Tests and SQL logic coverage:** * Add sqllogictests for the previously failing cases in `grouping.slt`: * `SELECT COUNT(*) FROM test GROUP BY GROUPING SETS (());` * `SELECT SUM(v1) FROM generate_series(10) AS t1(v1) GROUP BY GROUPING SETS(())` (the original panic case). * Extend or adjust unit tests in `aggregates`, `physical_planner`, `filter_pushdown`, and `coop` modules to account for the `has_grouping_set` flag in `PhysicalGroupBy` and expected debug output. * Update proto round-trip tests to validate `has_grouping_set` is preserved. ## Are these changes tested? Yes. * New sqllogictests covering `GROUPING SETS(())` for both a regular table and `generate_series(10)`: * `grouping.slt` now asserts the expected scalar results (e.g. `2` and `55`), preventing regressions on this edge case. * Updated and existing Rust unit tests: * `physical-plan/src/aggregates` tests updated to include `has_grouping_set` in `PhysicalGroupBy` expectations. * Planner and optimizer tests (e.g. `physical_planner.rs`, `filter_pushdown`) updated to construct `PhysicalGroupBy` with the new flag. * Execution tests in `core/tests/execution/coop.rs` updated to reflect the new constructor and continue to exercise the no-grouping aggregation path. * Protobuf round-trip tests extended to verify that `has_grouping_set` is correctly serialized and deserialized. These tests collectively ensure that: * the panic is fixed, * the aggregation semantics for `GROUPING SETS(())` are correct, and * existing aggregate behavior remains unchanged for non-grouping-set queries. ## Are there any user-facing changes? Yes, but they are bug fixes and behavior clarifications rather than breaking changes: * Queries using `GROUP BY GROUPING SETS(())` no longer cause a runtime panic in the DataFusion CLI. * Instead, they return the expected single aggregate row (e.g. `COUNT(*)` or `SUM(v1)`), consistent with SQL semantics. * For plans using `GROUPING SETS`, `CUBE`, or `ROLLUP`, the internal `__grouping_id` column is now present consistently whenever grouping sets are in use, even when the grouping expressions are empty. * For ordinary `GROUP BY` queries that do not use grouping sets, behavior is unchanged: no unexpected `__grouping_id` column is added. No API signatures were changed in a breaking way for downstream users; the additions are internal flags and protobuf fields to accurately represent the physical plan. ## LLM-generated code disclosure This PR includes LLM-generated code and comments. All LLM-generated content has been manually reviewed and tested.
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lines changed

datafusion/core/src/physical_planner.rs

Lines changed: 7 additions & 3 deletions
Original file line numberDiff line numberDiff line change
@@ -1582,7 +1582,8 @@ impl DefaultPhysicalPlanner {
15821582
}
15831583
} else if group_expr.is_empty() {
15841584
// No GROUP BY clause - create empty PhysicalGroupBy
1585-
Ok(PhysicalGroupBy::new(vec![], vec![], vec![]))
1585+
// no expressions, no null expressions and no grouping expressions
1586+
Ok(PhysicalGroupBy::new(vec![], vec![], vec![], false))
15861587
} else {
15871588
Ok(PhysicalGroupBy::new_single(
15881589
group_expr
@@ -1654,6 +1655,7 @@ fn merge_grouping_set_physical_expr(
16541655
grouping_set_expr,
16551656
null_exprs,
16561657
merged_sets,
1658+
true,
16571659
))
16581660
}
16591661

@@ -1696,7 +1698,7 @@ fn create_cube_physical_expr(
16961698
}
16971699
}
16981700

1699-
Ok(PhysicalGroupBy::new(all_exprs, null_exprs, groups))
1701+
Ok(PhysicalGroupBy::new(all_exprs, null_exprs, groups, true))
17001702
}
17011703

17021704
/// Expand and align a ROLLUP expression. This is a special case of GROUPING SETS
@@ -1741,7 +1743,7 @@ fn create_rollup_physical_expr(
17411743
groups.push(group)
17421744
}
17431745

1744-
Ok(PhysicalGroupBy::new(all_exprs, null_exprs, groups))
1746+
Ok(PhysicalGroupBy::new(all_exprs, null_exprs, groups, true))
17451747
}
17461748

17471749
/// For a given logical expr, get a properly typed NULL ScalarValue physical expression
@@ -2832,6 +2834,7 @@ mod tests {
28322834
true,
28332835
],
28342836
],
2837+
has_grouping_set: true,
28352838
},
28362839
)
28372840
"#);
@@ -2942,6 +2945,7 @@ mod tests {
29422945
false,
29432946
],
29442947
],
2948+
has_grouping_set: true,
29452949
},
29462950
)
29472951
"#);

datafusion/core/tests/execution/coop.rs

Lines changed: 5 additions & 3 deletions
Original file line numberDiff line numberDiff line change
@@ -170,7 +170,7 @@ async fn agg_no_grouping_yields(
170170
let inf = Arc::new(make_lazy_exec("value", pretend_infinite));
171171
let aggr = Arc::new(AggregateExec::try_new(
172172
AggregateMode::Single,
173-
PhysicalGroupBy::new(vec![], vec![], vec![]),
173+
PhysicalGroupBy::new(vec![], vec![], vec![], false),
174174
vec![Arc::new(
175175
AggregateExprBuilder::new(
176176
sum::sum_udaf(),
@@ -204,7 +204,7 @@ async fn agg_grouping_yields(
204204

205205
let aggr = Arc::new(AggregateExec::try_new(
206206
AggregateMode::Single,
207-
PhysicalGroupBy::new(vec![(group, "group".to_string())], vec![], vec![]),
207+
PhysicalGroupBy::new(vec![(group, "group".to_string())], vec![], vec![], false),
208208
vec![Arc::new(
209209
AggregateExprBuilder::new(sum::sum_udaf(), vec![value_col.clone()])
210210
.schema(inf.schema())
@@ -240,6 +240,7 @@ async fn agg_grouped_topk_yields(
240240
vec![(group, "group".to_string())],
241241
vec![],
242242
vec![vec![false]],
243+
false,
243244
),
244245
vec![Arc::new(
245246
AggregateExprBuilder::new(min_max::max_udaf(), vec![value_col.clone()])
@@ -545,6 +546,7 @@ async fn interleave_then_aggregate_yields(
545546
vec![], // no GROUP BY columns
546547
vec![], // no GROUP BY expressions
547548
vec![], // no GROUP BY physical expressions
549+
false,
548550
),
549551
vec![Arc::new(aggregate_expr)],
550552
vec![None], // no “distinct” flags
@@ -676,7 +678,7 @@ async fn join_agg_yields(
676678

677679
let aggr = Arc::new(AggregateExec::try_new(
678680
AggregateMode::Single,
679-
PhysicalGroupBy::new(vec![], vec![], vec![]),
681+
PhysicalGroupBy::new(vec![], vec![], vec![], false),
680682
vec![Arc::new(aggregate_expr)],
681683
vec![None],
682684
projection,

datafusion/core/tests/physical_optimizer/filter_pushdown/mod.rs

Lines changed: 2 additions & 0 deletions
Original file line numberDiff line numberDiff line change
@@ -2545,6 +2545,7 @@ fn test_no_pushdown_grouping_sets_filter_on_missing_column() {
25452545
vec![false, false], // (a, b) - both present
25462546
vec![true, false], // (b) - a is NULL, b present
25472547
],
2548+
true,
25482549
);
25492550

25502551
let aggregate = Arc::new(
@@ -2615,6 +2616,7 @@ fn test_pushdown_grouping_sets_filter_on_common_column() {
26152616
vec![false, false], // (a, b) - both present
26162617
vec![true, false], // (b) - a is NULL, b present
26172618
],
2619+
true,
26182620
);
26192621

26202622
let aggregate = Arc::new(

datafusion/physical-plan/src/aggregates/mod.rs

Lines changed: 34 additions & 15 deletions
Original file line numberDiff line numberDiff line change
@@ -177,6 +177,9 @@ pub struct PhysicalGroupBy {
177177
/// expression in null_expr. If `groups[i][j]` is true, then the
178178
/// j-th expression in the i-th group is NULL, otherwise it is `expr[j]`.
179179
groups: Vec<Vec<bool>>,
180+
/// True when GROUPING SETS/CUBE/ROLLUP are used so `__grouping_id` should
181+
/// be included in the output schema.
182+
has_grouping_set: bool,
180183
}
181184

182185
impl PhysicalGroupBy {
@@ -185,11 +188,13 @@ impl PhysicalGroupBy {
185188
expr: Vec<(Arc<dyn PhysicalExpr>, String)>,
186189
null_expr: Vec<(Arc<dyn PhysicalExpr>, String)>,
187190
groups: Vec<Vec<bool>>,
191+
has_grouping_set: bool,
188192
) -> Self {
189193
Self {
190194
expr,
191195
null_expr,
192196
groups,
197+
has_grouping_set,
193198
}
194199
}
195200

@@ -201,6 +206,7 @@ impl PhysicalGroupBy {
201206
expr,
202207
null_expr: vec![],
203208
groups: vec![vec![false; num_exprs]],
209+
has_grouping_set: false,
204210
}
205211
}
206212

@@ -217,6 +223,11 @@ impl PhysicalGroupBy {
217223
exprs_nullable
218224
}
219225

226+
/// Returns true if this has no grouping at all (including no GROUPING SETS)
227+
pub fn is_true_no_grouping(&self) -> bool {
228+
self.is_empty() && !self.has_grouping_set
229+
}
230+
220231
/// Returns the group expressions
221232
pub fn expr(&self) -> &[(Arc<dyn PhysicalExpr>, String)] {
222233
&self.expr
@@ -232,14 +243,20 @@ impl PhysicalGroupBy {
232243
&self.groups
233244
}
234245

246+
/// Returns true if this grouping uses GROUPING SETS, CUBE or ROLLUP.
247+
pub fn has_grouping_set(&self) -> bool {
248+
self.has_grouping_set
249+
}
250+
235251
/// Returns true if this `PhysicalGroupBy` has no group expressions
236252
pub fn is_empty(&self) -> bool {
237253
self.expr.is_empty()
238254
}
239255

240-
/// Check whether grouping set is single group
256+
/// Returns true if this is a "simple" GROUP BY (not using GROUPING SETS/CUBE/ROLLUP).
257+
/// This determines whether the `__grouping_id` column is included in the output schema.
241258
pub fn is_single(&self) -> bool {
242-
self.null_expr.is_empty()
259+
!self.has_grouping_set
243260
}
244261

245262
/// Calculate GROUP BY expressions according to input schema.
@@ -253,7 +270,7 @@ impl PhysicalGroupBy {
253270
/// The number of expressions in the output schema.
254271
fn num_output_exprs(&self) -> usize {
255272
let mut num_exprs = self.expr.len();
256-
if !self.is_single() {
273+
if self.has_grouping_set {
257274
num_exprs += 1
258275
}
259276
num_exprs
@@ -270,7 +287,7 @@ impl PhysicalGroupBy {
270287
.take(num_output_exprs)
271288
.map(|(index, (_, name))| Arc::new(Column::new(name, index)) as _),
272289
);
273-
if !self.is_single() {
290+
if self.has_grouping_set {
274291
output_exprs.push(Arc::new(Column::new(
275292
Aggregate::INTERNAL_GROUPING_ID,
276293
self.expr.len(),
@@ -281,11 +298,7 @@ impl PhysicalGroupBy {
281298

282299
/// Returns the number expression as grouping keys.
283300
pub fn num_group_exprs(&self) -> usize {
284-
if self.is_single() {
285-
self.expr.len()
286-
} else {
287-
self.expr.len() + 1
288-
}
301+
self.expr.len() + usize::from(self.has_grouping_set)
289302
}
290303

291304
pub fn group_schema(&self, schema: &Schema) -> Result<SchemaRef> {
@@ -308,7 +321,7 @@ impl PhysicalGroupBy {
308321
.into(),
309322
);
310323
}
311-
if !self.is_single() {
324+
if self.has_grouping_set {
312325
fields.push(
313326
Field::new(
314327
Aggregate::INTERNAL_GROUPING_ID,
@@ -344,17 +357,17 @@ impl PhysicalGroupBy {
344357
)
345358
.collect();
346359
let num_exprs = expr.len();
347-
let groups = if self.expr.is_empty() {
360+
let groups = if self.expr.is_empty() && !self.has_grouping_set {
348361
// No GROUP BY expressions - should have no groups
349362
vec![]
350363
} else {
351-
// Has GROUP BY expressions - create a single group
352364
vec![vec![false; num_exprs]]
353365
};
354366
Self {
355367
expr,
356368
null_expr: vec![],
357369
groups,
370+
has_grouping_set: false,
358371
}
359372
}
360373
}
@@ -374,6 +387,7 @@ impl PartialEq for PhysicalGroupBy {
374387
.zip(other.null_expr.iter())
375388
.all(|((expr1, name1), (expr2, name2))| expr1.eq(expr2) && name1 == name2)
376389
&& self.groups == other.groups
390+
&& self.has_grouping_set == other.has_grouping_set
377391
}
378392
}
379393

@@ -723,8 +737,7 @@ impl AggregateExec {
723737
partition: usize,
724738
context: &Arc<TaskContext>,
725739
) -> Result<StreamType> {
726-
// no group by at all
727-
if self.group_by.expr.is_empty() {
740+
if self.group_by.is_true_no_grouping() {
728741
return Ok(StreamType::AggregateStream(AggregateStream::new(
729742
self, context, partition,
730743
)?));
@@ -757,7 +770,7 @@ impl AggregateExec {
757770
/// on an AggregateExec.
758771
pub fn is_unordered_unfiltered_group_by_distinct(&self) -> bool {
759772
// ensure there is a group by
760-
if self.group_expr().is_empty() {
773+
if self.group_expr().is_empty() && !self.group_expr().has_grouping_set() {
761774
return false;
762775
}
763776
// ensure there are no aggregate expressions
@@ -1954,6 +1967,7 @@ mod tests {
19541967
vec![true, false], // (NULL, b)
19551968
vec![false, false], // (a,b)
19561969
],
1970+
true,
19571971
);
19581972

19591973
let aggregates = vec![Arc::new(
@@ -2103,6 +2117,7 @@ mod tests {
21032117
vec![(col("a", &input_schema)?, "a".to_string())],
21042118
vec![],
21052119
vec![vec![false]],
2120+
false,
21062121
);
21072122

21082123
let aggregates: Vec<Arc<AggregateFunctionExpr>> = vec![Arc::new(
@@ -2448,6 +2463,7 @@ mod tests {
24482463
vec![(col("a", &input_schema)?, "a".to_string())],
24492464
vec![],
24502465
vec![vec![false]],
2466+
false,
24512467
);
24522468

24532469
// something that allocates within the aggregator
@@ -2892,6 +2908,7 @@ mod tests {
28922908
vec![true, false, true],
28932909
vec![true, true, false],
28942910
],
2911+
true,
28952912
);
28962913

28972914
let aggregates: Vec<Arc<AggregateFunctionExpr>> = vec![
@@ -3251,6 +3268,7 @@ mod tests {
32513268
vec![false, true], // (a, NULL)
32523269
vec![false, false], // (a,b)
32533270
],
3271+
true,
32543272
);
32553273
let aggr_schema = create_schema(
32563274
&input_schema,
@@ -3302,6 +3320,7 @@ mod tests {
33023320
vec![(col("a", &schema)?, "a".to_string())],
33033321
vec![],
33043322
vec![vec![false]],
3323+
false,
33053324
);
33063325

33073326
// Test with MIN for simple intermediate state (min) and AVG for multiple intermediate states (partial sum, partial count).

datafusion/physical-plan/src/aggregates/no_grouping.rs

Lines changed: 20 additions & 0 deletions
Original file line numberDiff line numberDiff line change
@@ -251,6 +251,23 @@ fn scalar_cmp_null_short_circuit(
251251
}
252252
}
253253

254+
/// Prepend the grouping ID column to the output columns if present.
255+
///
256+
/// For GROUPING SETS with no GROUP BY expressions, the schema includes a `__grouping_id`
257+
/// column that must be present in the output. This function inserts it at the beginning
258+
/// of the columns array to maintain schema alignment.
259+
fn prepend_grouping_id_column(
260+
mut columns: Vec<Arc<dyn arrow::array::Array>>,
261+
grouping_id: Option<&ScalarValue>,
262+
) -> Result<Vec<Arc<dyn arrow::array::Array>>> {
263+
if let Some(id) = grouping_id {
264+
let num_rows = columns.first().map(|array| array.len()).unwrap_or(1);
265+
let grouping_ids = id.to_array_of_size(num_rows)?;
266+
columns.insert(0, grouping_ids);
267+
}
268+
Ok(columns)
269+
}
270+
254271
impl AggregateStream {
255272
/// Create a new AggregateStream
256273
pub fn new(
@@ -350,6 +367,9 @@ impl AggregateStream {
350367
let timer = this.baseline_metrics.elapsed_compute().timer();
351368
let result =
352369
finalize_aggregation(&mut this.accumulators, &this.mode)
370+
.and_then(|columns| {
371+
prepend_grouping_id_column(columns, None)
372+
})
353373
.and_then(|columns| {
354374
RecordBatch::try_new(
355375
Arc::clone(&this.schema),

datafusion/proto/proto/datafusion.proto

Lines changed: 1 addition & 0 deletions
Original file line numberDiff line numberDiff line change
@@ -1223,6 +1223,7 @@ message AggregateExecNode {
12231223
repeated bool groups = 9;
12241224
repeated MaybeFilter filter_expr = 10;
12251225
AggLimit limit = 11;
1226+
bool has_grouping_set = 12;
12261227
}
12271228

12281229
message GlobalLimitExecNode {

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