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docs/01-abstract.tex

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Solving climate change will require our globalized society to transition from
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fossil fuel infrastructure to clean energy infrastructure. This transition must
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also be done equitably and justly to prevent entrenching further injustices to
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marginalized and vulnerable communities. An economy-wide transition presents a
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challenge unto itself due to the spatial, temporal, and topological complexities
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of energy systems. Energy system optimization models (ESOMs) are a class of
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tools designed to optimize this transition used by energy planners and
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decision-makers to generate insights that inform policy. However, ESOMs have a
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few critical gaps. First, current ESOMs exclusively optimize on cost, yet real
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world decisions are also informed by non-financial priorities, such as
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sustainability and social benefits. Since these objectives cannot be neatly
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captured by a cost metric, ESOMs fail to optimize for these goals. Second, ESOMs
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struggle to meaningfully incorporate concepts of justice. Some studies model
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distributive justice --- related to the way benefits and burdens are shared
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among society's members --- but do so in an \textit{ex post} fashion. Procedural
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justice and recognition justice --- aspects of justice related to the
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policymaking process and context in which decisions are made --- are frequently
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sidelined. Indeed, ESOMs may be misused during a policymaking process to dismiss
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public input for lack of rigor. This thesis attends to these flaws in ESOM tools
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by developing the first multi-objective energy system optimization framework,
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\texttt{Osier}.
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Rather than returning a single optimal solution, multi-objective optimization
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generates a set of co-optimal solutions called a \textit{Pareto front}, where no
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objective can be improved without making another objective worse. The existence
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of a Pareto front evinces tradeoffs which can only be resolved through dialogue
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in a participatory process. \texttt{Osier} allows users to optimize arbitrarily
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many objectives and define new objectives to create a bespoke, contextualized,
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model. This thesis recognizes that some structural uncertainty will persist
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regardless of the number of objectives. Thus, \texttt{Osier} leverages genetic
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algorithms for their ability to sample complex Pareto fronts and because their
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search methods automatically sample sub-optimal space. Further, this thesis
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develops a novel algorithm to calculate a subset of maximally different
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solutions within the sub-optimal space to address this uncertainty related to
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unmodeled objectives. By producing multiple solutions, \texttt{Osier} gives
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modelers and decision-makers the tools to meaningfully engage with public
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stakeholders and learn their preferences, thereby attending to issues of
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procedural and recognition justice.
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marginalized and vulnerable communities. To that end, this thesis develops the
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first multi-objective energy system optimization framework, \texttt{Osier}, to
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enhance the democratic engagement necessary for a just transition. Rather than
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making projections about the future, \texttt{Osier} accomplishes this goal by
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combining user-supplied energy demand data with technology-specific data (e.g.,
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emissions, land-use, cost) and delivers a set of co-optimal energy systems
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(i.e., capacities for different energy generating technologies) that balance
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competing priorities (e.g., emissions, cost, or land-use). Further,
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\texttt{Osier} acknowledges structural uncertainty --- the existence of
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unmodeled or \textit{unmodelable} objectives --- by extending the conventional
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modeling-to-generate-alternatives approach into N-dimensional objective space.
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This approach does not promise to model the unmodelable, rather it recognizes
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that any presentation of ``optimal'' solutions will necessarily miss these
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unmodelable priorities and that interesting solutions may be contained in
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models sub-optimal space.
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This thesis verified \texttt{Osier}'s suitability for energy modeling problems
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with several \textit{in silico} experiments. The first set of experiments demonstrate that
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\texttt{Osier} produces results that are internally consistent within its suite
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of available methods. The next set of experiments compare \texttt{Osier} to a
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more mature ESOM, \texttt{Temoa}, to verify that \texttt{Osier} produces results
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consistent with known methods. The results for a least-cost optimization with
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\texttt{Osier} and \texttt{Temoa} show strong agreement, with 0.5\% of each
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other. In addition to benchmarking exercises, this thesis applies \texttt{Osier}
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to two timely examples. The first uses \texttt{Osier} to reanalyze a set of
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nuclear fuel cycle options through the lens of Pareto optimality. The second
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shows how \texttt{Osier} optimizes a novel objective,
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energy-return-on-investment, for a hypothetical data center. Finally, this
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thesis validates earlier claims of \texttt{Osier}'s usefulness for energy
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planning through a qualitative study of municipal and state-level energy
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planners in Illinois. The results of thirteen expert interviews demonstrate
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enthusiasm for a new tool that can optimize objectives beyond cost. However,
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this study surfaced structural barriers to ESOM usage at the municipal level
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which must be addressed before ESOMs, like \texttt{Osier}, can be adopted.
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Lastly, I recommend that the state of Illinois develop a participatory process
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for its energy modeling exercises.
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with several \textit{in silico} experiments. The first set of experiments
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establish \texttt{Osier}'s superiority at exploring decision space over the
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mature \texttt{Temoa} framework. A second set of experiments demonstrates
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\texttt{Osier} on relevant problems, such as deciding among many nuclear fuel
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cycle options. Finally, this thesis presents the results of thirteen expert
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interviews which support \texttt{Osier}'s utility for facilitating democratic
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engagement between decision makers and their constituents, thereby attending
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to issues related to procedural and recognition justice.

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