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fix: to_dict in OpenAIResponsesChatGenerator and json_schema for structured outputs (#10043)
* Fix to dict and json schema support * Update Azure Responses * Add tests * Fix tests * Fix tests * remove print * Change model * Add a new test * Loosen tests
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haystack/components/generators/chat/azure_responses.py

Lines changed: 19 additions & 15 deletions
Original file line numberDiff line numberDiff line change
@@ -97,16 +97,19 @@ def __init__(
9797
comprising the top 10% probability mass are considered.
9898
- `previous_response_id`: The ID of the previous response.
9999
Use this to create multi-turn conversations.
100-
- `text_format`: A JSON schema or a Pydantic model that enforces the structure of the model's response.
100+
- `text_format`: A Pydantic model that enforces the structure of the model's response.
101101
If provided, the output will always be validated against this
102102
format (unless the model returns a tool call).
103103
For details, see the [OpenAI Structured Outputs documentation](https://platform.openai.com/docs/guides/structured-outputs).
104+
- `text`: A JSON schema that enforces the structure of the model's response.
105+
If provided, the output will always be validated against this
106+
format (unless the model returns a tool call).
104107
Notes:
105-
- This parameter accepts Pydantic models and JSON schemas for latest models starting from GPT-4o.
106-
Older models only support basic version of structured outputs through `{"type": "json_object"}`.
107-
For detailed information on JSON mode, see the [OpenAI Structured Outputs documentation](https://platform.openai.com/docs/guides/structured-outputs#json-mode).
108-
- For structured outputs with streaming,
109-
the `text_format` must be a JSON schema and not a Pydantic model.
108+
- Both JSON Schema and Pydantic models are supported for latest models starting from GPT-4o.
109+
- If both are provided, `text_format` takes precedence and json schema passed to `text` is ignored.
110+
- Currently, this component doesn't support streaming for structured outputs.
111+
- Older models only support basic version of structured outputs through `{"type": "json_object"}`.
112+
For detailed information on JSON mode, see the [OpenAI Structured Outputs documentation](https://platform.openai.com/docs/guides/structured-outputs#json-mode).
110113
- `reasoning`: A dictionary of parameters for reasoning. For example:
111114
- `summary`: The summary of the reasoning.
112115
- `effort`: The level of effort to put into the reasoning. Can be `low`, `medium` or `high`.
@@ -161,20 +164,21 @@ def to_dict(self) -> dict[str, Any]:
161164
else None
162165
)
163166

164-
# If the response format is a Pydantic model, it's converted to openai's json schema format
167+
# If the text format is a Pydantic model, it's converted to openai's json schema format
165168
# If it's already a json schema, it's left as is
166169
generation_kwargs = self.generation_kwargs.copy()
167-
response_format = generation_kwargs.get("response_format")
168-
if response_format and issubclass(response_format, BaseModel):
170+
text_format = generation_kwargs.pop("text_format", None)
171+
if text_format and isinstance(text_format, type) and issubclass(text_format, BaseModel):
169172
json_schema = {
170-
"type": "json_schema",
171-
"json_schema": {
172-
"name": response_format.__name__,
173+
"format": {
174+
"type": "json_schema",
175+
"name": text_format.__name__,
173176
"strict": True,
174-
"schema": to_strict_json_schema(response_format),
175-
},
177+
"schema": to_strict_json_schema(text_format),
178+
}
176179
}
177-
generation_kwargs["response_format"] = json_schema
180+
# json schema needs to be passed to text parameter instead of text_format
181+
generation_kwargs["text"] = json_schema
178182

179183
# OpenAI/MCP tools are passed as list of dictionaries
180184
serialized_tools: Union[dict[str, Any], list[dict[str, Any]], None]

haystack/components/generators/chat/openai_responses.py

Lines changed: 22 additions & 24 deletions
Original file line numberDiff line numberDiff line change
@@ -116,16 +116,19 @@ def __init__(
116116
comprising the top 10% probability mass are considered.
117117
- `previous_response_id`: The ID of the previous response.
118118
Use this to create multi-turn conversations.
119-
- `text_format`: A JSON schema or a Pydantic model that enforces the structure of the model's response.
119+
- `text_format`: A Pydantic model that enforces the structure of the model's response.
120120
If provided, the output will always be validated against this
121121
format (unless the model returns a tool call).
122122
For details, see the [OpenAI Structured Outputs documentation](https://platform.openai.com/docs/guides/structured-outputs).
123+
- `text`: A JSON schema that enforces the structure of the model's response.
124+
If provided, the output will always be validated against this
125+
format (unless the model returns a tool call).
123126
Notes:
124-
- This parameter accepts Pydantic models and JSON schemas for latest models starting from GPT-4o.
125-
Older models only support basic version of structured outputs through `{"type": "json_object"}`.
126-
For detailed information on JSON mode, see the [OpenAI Structured Outputs documentation](https://platform.openai.com/docs/guides/structured-outputs#json-mode).
127-
- For structured outputs with streaming,
128-
the `text_format` must be a JSON schema and not a Pydantic model.
127+
- Both JSON Schema and Pydantic models are supported for latest models starting from GPT-4o.
128+
- If both are provided, `text_format` takes precedence and json schema passed to `text` is ignored.
129+
- Currently, this component doesn't support streaming for structured outputs.
130+
- Older models only support basic version of structured outputs through `{"type": "json_object"}`.
131+
For detailed information on JSON mode, see the [OpenAI Structured Outputs documentation](https://platform.openai.com/docs/guides/structured-outputs#json-mode).
129132
- `reasoning`: A dictionary of parameters for reasoning. For example:
130133
- `summary`: The summary of the reasoning.
131134
- `effort`: The level of effort to put into the reasoning. Can be `low`, `medium` or `high`.
@@ -215,20 +218,21 @@ def to_dict(self) -> dict[str, Any]:
215218
"""
216219
callback_name = serialize_callable(self.streaming_callback) if self.streaming_callback else None
217220
generation_kwargs = self.generation_kwargs.copy()
218-
response_format = generation_kwargs.get("text_format")
221+
text_format = generation_kwargs.pop("text_format", None)
219222

220223
# If the response format is a Pydantic model, it's converted to openai's json schema format
221224
# If it's already a json schema, it's left as is
222-
if response_format and issubclass(response_format, BaseModel):
225+
if text_format and isinstance(text_format, type) and issubclass(text_format, BaseModel):
223226
json_schema = {
224-
"type": "json_schema",
225-
"json_schema": {
226-
"name": response_format.__name__,
227+
"format": {
228+
"type": "json_schema",
229+
"name": text_format.__name__,
227230
"strict": True,
228-
"schema": to_strict_json_schema(response_format),
229-
},
231+
"schema": to_strict_json_schema(text_format),
232+
}
230233
}
231-
generation_kwargs["text_format"] = json_schema
234+
# json schema needs to be passed to text parameter instead of text_format
235+
generation_kwargs["text"] = json_schema
232236

233237
# OpenAI/MCP tools are passed as list of dictionaries
234238
serialized_tools: Union[dict[str, Any], list[dict[str, Any]], None]
@@ -434,8 +438,6 @@ def _prepare_api_call( # noqa: PLR0913
434438
# update generation kwargs by merging with the generation kwargs passed to the run method
435439
generation_kwargs = {**self.generation_kwargs, **(generation_kwargs or {})}
436440

437-
text_format = generation_kwargs.pop("text_format", None)
438-
439441
# adapt ChatMessage(s) to the format expected by the OpenAI API
440442
openai_formatted_messages: list[dict[str, Any]] = []
441443
for message in messages:
@@ -468,16 +470,12 @@ def _prepare_api_call( # noqa: PLR0913
468470

469471
base_args = {"model": self.model, "input": openai_formatted_messages, **openai_tools, **generation_kwargs}
470472

471-
if text_format and issubclass(text_format, BaseModel):
472-
return {
473-
**base_args,
474-
"stream": streaming_callback is not None,
475-
"text_format": text_format,
476-
"openai_endpoint": "parse",
477-
}
473+
# if both `text_format` and `text` are provided, `text_format` takes precedence
474+
# and json schema passed to `text` is ignored
475+
if generation_kwargs.get("text_format") or generation_kwargs.get("text"):
476+
return {**base_args, "stream": streaming_callback is not None, "openai_endpoint": "parse"}
478477
# we pass a key `openai_endpoint` as a hint to the run method to use the create or parse endpoint
479478
# this key will be removed before the API call is made
480-
481479
return {**base_args, "stream": streaming_callback is not None, "openai_endpoint": "create"}
482480

483481
def _handle_stream_response(self, responses: Stream, callback: SyncStreamingCallbackT) -> list[ChatMessage]:

test/components/generators/chat/test_azure_responses.py

Lines changed: 45 additions & 9 deletions
Original file line numberDiff line numberDiff line change
@@ -74,7 +74,7 @@ def tools():
7474
return [weather_tool, message_extractor_tool]
7575

7676

77-
class TestAzureOpenAIChatGenerator:
77+
class TestAzureOpenAIResponsesChatGenerator:
7878
def test_init_default(self, monkeypatch):
7979
monkeypatch.setenv("AZURE_OPENAI_API_KEY", "test-api-key")
8080
component = AzureOpenAIResponsesChatGenerator(azure_endpoint="some-non-existing-endpoint")
@@ -143,7 +143,7 @@ def test_to_dict_with_parameters(self, monkeypatch, calendar_event_model):
143143
generation_kwargs={
144144
"max_completion_tokens": 10,
145145
"some_test_param": "test-params",
146-
"response_format": calendar_event_model,
146+
"text_format": calendar_event_model,
147147
},
148148
http_client_kwargs={"proxy": "http://localhost:8080"},
149149
)
@@ -161,9 +161,9 @@ def test_to_dict_with_parameters(self, monkeypatch, calendar_event_model):
161161
"generation_kwargs": {
162162
"max_completion_tokens": 10,
163163
"some_test_param": "test-params",
164-
"response_format": {
165-
"type": "json_schema",
166-
"json_schema": {
164+
"text": {
165+
"format": {
166+
"type": "json_schema",
167167
"name": "CalendarEvent",
168168
"strict": True,
169169
"schema": {
@@ -177,7 +177,7 @@ def test_to_dict_with_parameters(self, monkeypatch, calendar_event_model):
177177
"type": "object",
178178
"additionalProperties": False,
179179
},
180-
},
180+
}
181181
},
182182
},
183183
"tools": None,
@@ -393,12 +393,12 @@ def test_live_run_with_tools(self, tools):
393393
reason="Export an env var called AZURE_OPENAI_API_KEY containing the Azure OpenAI API key to run this test.",
394394
)
395395
@pytest.mark.integration
396-
def test_live_run_with_response_format(self):
396+
def test_live_run_with_text_format(self, calendar_event_model):
397397
chat_messages = [
398398
ChatMessage.from_user("The marketing summit takes place on October12th at the Hilton Hotel downtown.")
399399
]
400400
component = AzureOpenAIResponsesChatGenerator(
401-
azure_deployment="gpt-4o-mini", generation_kwargs={"text_format": CalendarEvent}
401+
azure_deployment="gpt-4o-mini", generation_kwargs={"text_format": calendar_event_model}
402402
)
403403
results = component.run(chat_messages)
404404
assert len(results["replies"]) == 1
@@ -409,6 +409,42 @@ def test_live_run_with_response_format(self):
409409
assert isinstance(msg["event_location"], str)
410410
assert message.meta["status"] == "completed"
411411

412+
@pytest.mark.skipif(
413+
not os.environ.get("AZURE_OPENAI_API_KEY", None),
414+
reason="Export an env var called AZURE_OPENAI_API_KEY containing the Azure OpenAI API key to run this test.",
415+
)
416+
@pytest.mark.integration
417+
# So far from documentation, responses.parse only supports BaseModel
418+
def test_live_run_with_text_format_json_schema(self):
419+
json_schema = {
420+
"format": {
421+
"type": "json_schema",
422+
"name": "person",
423+
"strict": True,
424+
"schema": {
425+
"type": "object",
426+
"properties": {
427+
"name": {"type": "string", "minLength": 1},
428+
"age": {"type": "number", "minimum": 0, "maximum": 130},
429+
},
430+
"required": ["name", "age"],
431+
"additionalProperties": False,
432+
},
433+
}
434+
}
435+
chat_messages = [ChatMessage.from_user("Jane 54 years old")]
436+
component = AzureOpenAIResponsesChatGenerator(
437+
azure_deployment="gpt-4o-mini", generation_kwargs={"text": json_schema}
438+
)
439+
results = component.run(chat_messages)
440+
assert len(results["replies"]) == 1
441+
message: ChatMessage = results["replies"][0]
442+
msg = json.loads(message.text)
443+
assert "Jane" in msg["name"]
444+
assert msg["age"] == 54
445+
assert message.meta["status"] == "completed"
446+
assert message.meta["usage"]["output_tokens"] > 0
447+
412448
def test_to_dict_with_toolset(self, tools, monkeypatch):
413449
"""Test that the AzureOpenAIChatGenerator can be serialized to a dictionary with a Toolset."""
414450
monkeypatch.setenv("AZURE_OPENAI_API_KEY", "test-api-key")
@@ -532,7 +568,7 @@ def warm_up(self):
532568
assert len(warm_up_calls) == initial_count
533569

534570

535-
class TestAzureOpenAIChatGeneratorAsync:
571+
class TestAzureOpenAIResponsesChatGeneratorAsync:
536572
def test_init_should_also_create_async_client_with_same_args(self, tools):
537573
component = AzureOpenAIResponsesChatGenerator(
538574
api_key=Secret.from_token("test-api-key"),

test/components/generators/chat/test_openai_responses.py

Lines changed: 59 additions & 8 deletions
Original file line numberDiff line numberDiff line change
@@ -236,9 +236,9 @@ def test_to_dict_with_parameters(self, monkeypatch, calendar_event_model):
236236
"generation_kwargs": {
237237
"max_tokens": 10,
238238
"some_test_param": "test-params",
239-
"text_format": {
240-
"type": "json_schema",
241-
"json_schema": {
239+
"text": {
240+
"format": {
241+
"type": "json_schema",
242242
"name": "CalendarEvent",
243243
"strict": True,
244244
"schema": {
@@ -252,7 +252,7 @@ def test_to_dict_with_parameters(self, monkeypatch, calendar_event_model):
252252
"type": "object",
253253
"additionalProperties": False,
254254
},
255-
},
255+
}
256256
},
257257
},
258258
"tools": [
@@ -585,6 +585,40 @@ def test_live_run_with_text_format(self, calendar_event_model):
585585
assert isinstance(msg["event_date"], str)
586586
assert isinstance(msg["event_location"], str)
587587

588+
@pytest.mark.skipif(
589+
not os.environ.get("OPENAI_API_KEY", None),
590+
reason="Export an env var called OPENAI_API_KEY containing the OpenAI API key to run this test.",
591+
)
592+
@pytest.mark.integration
593+
# So far from documentation, responses.parse only supports BaseModel
594+
def test_live_run_with_text_format_json_schema(self):
595+
json_schema = {
596+
"format": {
597+
"type": "json_schema",
598+
"name": "person",
599+
"strict": True,
600+
"schema": {
601+
"type": "object",
602+
"properties": {
603+
"name": {"type": "string", "minLength": 1},
604+
"age": {"type": "number", "minimum": 0, "maximum": 130},
605+
},
606+
"required": ["name", "age"],
607+
"additionalProperties": False,
608+
},
609+
}
610+
}
611+
chat_messages = [ChatMessage.from_user("Jane 54 years old")]
612+
component = OpenAIResponsesChatGenerator(generation_kwargs={"text": json_schema})
613+
results = component.run(chat_messages)
614+
assert len(results["replies"]) == 1
615+
message: ChatMessage = results["replies"][0]
616+
msg = json.loads(message.text)
617+
assert "Jane" in msg["name"]
618+
assert msg["age"] == 54
619+
assert message.meta["status"] == "completed"
620+
assert message.meta["usage"]["output_tokens"] > 0
621+
588622
@pytest.mark.skipif(
589623
not os.environ.get("OPENAI_API_KEY", None),
590624
reason="Export an env var called OPENAI_API_KEY containing the OpenAI API key to run this test.",
@@ -609,6 +643,26 @@ def test_live_run_with_text_format_and_streaming(self, calendar_event_model):
609643
assert isinstance(msg["event_date"], str)
610644
assert isinstance(msg["event_location"], str)
611645

646+
@pytest.mark.skipif(
647+
not os.environ.get("OPENAI_API_KEY", None),
648+
reason="Export an env var called OPENAI_API_KEY containing the OpenAI API key to run this test.",
649+
)
650+
@pytest.mark.integration
651+
def test_live_run_with_ser_deser_and_text_format(self, calendar_event_model):
652+
chat_messages = [
653+
ChatMessage.from_user("The marketing summit takes place on October12th at the Hilton Hotel downtown.")
654+
]
655+
component = OpenAIResponsesChatGenerator(generation_kwargs={"text_format": calendar_event_model})
656+
serialized = component.to_dict()
657+
deser = OpenAIResponsesChatGenerator.from_dict(serialized)
658+
results = deser.run(chat_messages)
659+
assert len(results["replies"]) == 1
660+
message: ChatMessage = results["replies"][0]
661+
msg = json.loads(message.text)
662+
assert "Marketing Summit" in msg["event_name"]
663+
assert isinstance(msg["event_date"], str)
664+
assert isinstance(msg["event_location"], str)
665+
612666
def test_run_with_wrong_model(self):
613667
mock_client = MagicMock()
614668
mock_client.responses.create.side_effect = OpenAIError("Invalid model name")
@@ -710,15 +764,12 @@ def test_live_run_with_tools_streaming(self, tools):
710764
assert not message.text
711765
assert message.tool_calls
712766
tool_calls = message.tool_calls
713-
assert len(tool_calls) == 2
767+
assert len(tool_calls) > 0
714768

715769
for tool_call in tool_calls:
716770
assert isinstance(tool_call, ToolCall)
717771
assert tool_call.tool_name == "weather"
718772

719-
arguments = [tool_call.arguments for tool_call in tool_calls]
720-
assert sorted(arguments, key=lambda x: x["city"]) == [{"city": "Berlin"}, {"city": "Paris"}]
721-
722773
@pytest.mark.skipif(
723774
not os.environ.get("OPENAI_API_KEY", None),
724775
reason="Export an env var called OPENAI_API_KEY containing the OpenAI API key to run this test.",

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