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| 1 | +/* |
| 2 | + * Copyright Elasticsearch B.V. and/or licensed to Elasticsearch B.V. under one |
| 3 | + * or more contributor license agreements. Licensed under the Elastic License |
| 4 | + * 2.0; you may not use this file except in compliance with the Elastic License |
| 5 | + * 2.0. |
| 6 | + */ |
| 7 | + |
| 8 | +package org.elasticsearch.search.retriever; |
| 9 | + |
| 10 | +import org.elasticsearch.action.MockResolvedIndices; |
| 11 | +import org.elasticsearch.action.OriginalIndices; |
| 12 | +import org.elasticsearch.action.ResolvedIndices; |
| 13 | +import org.elasticsearch.action.support.IndicesOptions; |
| 14 | +import org.elasticsearch.cluster.metadata.IndexMetadata; |
| 15 | +import org.elasticsearch.cluster.metadata.InferenceFieldMetadata; |
| 16 | +import org.elasticsearch.common.settings.Settings; |
| 17 | +import org.elasticsearch.core.Tuple; |
| 18 | +import org.elasticsearch.index.Index; |
| 19 | +import org.elasticsearch.index.IndexVersion; |
| 20 | +import org.elasticsearch.index.query.BoolQueryBuilder; |
| 21 | +import org.elasticsearch.index.query.MatchQueryBuilder; |
| 22 | +import org.elasticsearch.index.query.MultiMatchQueryBuilder; |
| 23 | +import org.elasticsearch.index.query.QueryBuilder; |
| 24 | +import org.elasticsearch.index.query.QueryRewriteContext; |
| 25 | +import org.elasticsearch.index.query.TermsQueryBuilder; |
| 26 | +import org.elasticsearch.search.retriever.CompoundRetrieverBuilder.RetrieverSource; |
| 27 | +import org.elasticsearch.test.ESTestCase; |
| 28 | +import org.elasticsearch.xpack.rank.linear.ScoreNormalizer; |
| 29 | + |
| 30 | +import java.util.HashMap; |
| 31 | +import java.util.HashSet; |
| 32 | +import java.util.List; |
| 33 | +import java.util.Map; |
| 34 | +import java.util.Objects; |
| 35 | +import java.util.Set; |
| 36 | +import java.util.stream.Collectors; |
| 37 | + |
| 38 | +public abstract class AbstractRetrieverBuilderTests<T extends CompoundRetrieverBuilder<T>> extends ESTestCase { |
| 39 | + |
| 40 | + protected abstract float[] getWeights(T builder); |
| 41 | + |
| 42 | + protected abstract ScoreNormalizer[] getScoreNormalizers(T builder); |
| 43 | + |
| 44 | + protected abstract void assertCompoundRetriever(T originalRetriever, RetrieverBuilder rewrittenRetriever); |
| 45 | + |
| 46 | + protected static ResolvedIndices createMockResolvedIndices( |
| 47 | + Map<String, List<String>> localIndexInferenceFields, |
| 48 | + Map<String, String> remoteIndexNames, |
| 49 | + Map<String, String> commonInferenceIds |
| 50 | + ) { |
| 51 | + Map<Index, IndexMetadata> indexMetadata = new HashMap<>(); |
| 52 | + |
| 53 | + for (var indexEntry : localIndexInferenceFields.entrySet()) { |
| 54 | + String indexName = indexEntry.getKey(); |
| 55 | + List<String> inferenceFields = indexEntry.getValue(); |
| 56 | + |
| 57 | + Index index = new Index(indexName, randomAlphaOfLength(10)); |
| 58 | + |
| 59 | + IndexMetadata.Builder indexMetadataBuilder = IndexMetadata.builder(index.getName()) |
| 60 | + .settings( |
| 61 | + Settings.builder() |
| 62 | + .put(IndexMetadata.SETTING_VERSION_CREATED, IndexVersion.current()) |
| 63 | + .put(IndexMetadata.SETTING_INDEX_UUID, index.getUUID()) |
| 64 | + ) |
| 65 | + .numberOfShards(1) |
| 66 | + .numberOfReplicas(0); |
| 67 | + |
| 68 | + for (String inferenceField : inferenceFields) { |
| 69 | + String inferenceId = commonInferenceIds.containsKey(inferenceField) |
| 70 | + ? commonInferenceIds.get(inferenceField) |
| 71 | + : randomAlphaOfLengthBetween(3, 5); |
| 72 | + |
| 73 | + indexMetadataBuilder.putInferenceField( |
| 74 | + new InferenceFieldMetadata(inferenceField, inferenceId, new String[] { inferenceField }, null) |
| 75 | + ); |
| 76 | + } |
| 77 | + |
| 78 | + indexMetadata.put(index, indexMetadataBuilder.build()); |
| 79 | + } |
| 80 | + |
| 81 | + Map<String, OriginalIndices> remoteIndices = new HashMap<>(); |
| 82 | + if (remoteIndexNames != null) { |
| 83 | + for (Map.Entry<String, String> entry : remoteIndexNames.entrySet()) { |
| 84 | + remoteIndices.put(entry.getKey(), new OriginalIndices(new String[] { entry.getValue() }, IndicesOptions.DEFAULT)); |
| 85 | + } |
| 86 | + } |
| 87 | + |
| 88 | + return new MockResolvedIndices( |
| 89 | + remoteIndices, |
| 90 | + new OriginalIndices(localIndexInferenceFields.keySet().toArray(new String[0]), IndicesOptions.DEFAULT), |
| 91 | + indexMetadata |
| 92 | + ); |
| 93 | + } |
| 94 | + |
| 95 | + protected void assertMultiFieldsParamsRewrite( |
| 96 | + T retriever, |
| 97 | + QueryRewriteContext ctx, |
| 98 | + Map<String, Float> expectedNonInferenceFields, |
| 99 | + Map<String, Float> expectedInferenceFields, |
| 100 | + String expectedQuery, |
| 101 | + ScoreNormalizer expectedNormalizer |
| 102 | + ) { |
| 103 | + Map<Tuple<String, List<String>>, Float> inferenceFields = new HashMap<>(); |
| 104 | + expectedInferenceFields.forEach((key, value) -> inferenceFields.put(new Tuple<>(key, List.of()), value)); |
| 105 | + |
| 106 | + assertMultiIndexMultiFieldsParamsRewrite( |
| 107 | + retriever, |
| 108 | + ctx, |
| 109 | + Map.of(expectedNonInferenceFields, List.of()), |
| 110 | + inferenceFields, |
| 111 | + expectedQuery, |
| 112 | + expectedNormalizer |
| 113 | + ); |
| 114 | + } |
| 115 | + |
| 116 | + @SuppressWarnings("unchecked") |
| 117 | + protected void assertMultiIndexMultiFieldsParamsRewrite( |
| 118 | + T retriever, |
| 119 | + QueryRewriteContext ctx, |
| 120 | + Map<Map<String, Float>, List<String>> expectedNonInferenceFields, |
| 121 | + Map<Tuple<String, List<String>>, Float> expectedInferenceFields, |
| 122 | + String expectedQuery, |
| 123 | + ScoreNormalizer expectedNormalizer |
| 124 | + ) { |
| 125 | + Set<QueryBuilder> expectedLexicalQueryBuilders = expectedNonInferenceFields.entrySet().stream().map(entry -> { |
| 126 | + Map<String, Float> fields = entry.getKey(); |
| 127 | + List<String> indices = entry.getValue(); |
| 128 | + |
| 129 | + QueryBuilder queryBuilder = new MultiMatchQueryBuilder(expectedQuery).type(MultiMatchQueryBuilder.Type.MOST_FIELDS) |
| 130 | + .fields(fields); |
| 131 | + |
| 132 | + if (indices.isEmpty() == false) { |
| 133 | + queryBuilder = new BoolQueryBuilder().must(queryBuilder).filter(new TermsQueryBuilder("_index", indices)); |
| 134 | + } |
| 135 | + return queryBuilder; |
| 136 | + }).collect(Collectors.toSet()); |
| 137 | + |
| 138 | + Set<InnerRetriever> expectedInnerSemanticRetrievers = expectedInferenceFields.entrySet().stream().map(entry -> { |
| 139 | + var groupedInferenceField = entry.getKey(); |
| 140 | + var fieldName = groupedInferenceField.v1(); |
| 141 | + var indices = groupedInferenceField.v2(); |
| 142 | + var weight = entry.getValue(); |
| 143 | + QueryBuilder queryBuilder = new MatchQueryBuilder(fieldName, expectedQuery); |
| 144 | + if (indices.isEmpty() == false) { |
| 145 | + queryBuilder = new BoolQueryBuilder().must(queryBuilder).filter(new TermsQueryBuilder("_index", indices)); |
| 146 | + } |
| 147 | + return new InnerRetriever(new StandardRetrieverBuilder(queryBuilder), weight, expectedNormalizer); |
| 148 | + }).collect(Collectors.toSet()); |
| 149 | + |
| 150 | + RetrieverBuilder rewritten = retriever.doRewrite(ctx); |
| 151 | + assertNotSame(retriever, rewritten); |
| 152 | + assertCompoundRetriever(retriever, rewritten); |
| 153 | + |
| 154 | + boolean assertedLexical = false; |
| 155 | + boolean assertedSemantic = false; |
| 156 | + |
| 157 | + for (InnerRetriever topInnerRetriever : getInnerRetrieversAsSet(retriever, (T) rewritten)) { |
| 158 | + assertEquals(expectedNormalizer, topInnerRetriever.normalizer); |
| 159 | + assertEquals(1.0f, topInnerRetriever.weight, 0.0f); |
| 160 | + |
| 161 | + if (topInnerRetriever.retriever instanceof StandardRetrieverBuilder standardRetrieverBuilder) { |
| 162 | + assertFalse("the lexical retriever is only asserted once", assertedLexical); |
| 163 | + assertFalse(expectedNonInferenceFields.isEmpty()); |
| 164 | + |
| 165 | + QueryBuilder topDocsQueryBuilder = standardRetrieverBuilder.topDocsQuery(); |
| 166 | + if (expectedLexicalQueryBuilders.size() == 1) { |
| 167 | + assertEquals(topDocsQueryBuilder, expectedLexicalQueryBuilders.iterator().next()); |
| 168 | + } else { |
| 169 | + assertTrue(topDocsQueryBuilder instanceof BoolQueryBuilder); |
| 170 | + BoolQueryBuilder boolQueryBuilder = (BoolQueryBuilder) topDocsQueryBuilder; |
| 171 | + assertEquals(new HashSet<>(expectedLexicalQueryBuilders), new HashSet<>(boolQueryBuilder.should())); |
| 172 | + } |
| 173 | + assertedLexical = true; |
| 174 | + } else { |
| 175 | + assertFalse("the semantic retriever is only asserted once", assertedSemantic); |
| 176 | + assertFalse(expectedInferenceFields.isEmpty()); |
| 177 | + assertEquals(expectedInnerSemanticRetrievers, topInnerRetriever.retriever); |
| 178 | + assertedSemantic = true; |
| 179 | + } |
| 180 | + } |
| 181 | + } |
| 182 | + |
| 183 | + @SuppressWarnings("unchecked") |
| 184 | + private Set<InnerRetriever> getInnerRetrieversAsSet(T originalRetriever, T rewrittenRetriever) { |
| 185 | + float[] weights = getWeights(rewrittenRetriever); |
| 186 | + ScoreNormalizer[] normalizers = getScoreNormalizers(rewrittenRetriever); |
| 187 | + |
| 188 | + int i = 0; |
| 189 | + Set<InnerRetriever> innerRetrieversSet = new HashSet<>(); |
| 190 | + for (RetrieverSource innerRetriever : rewrittenRetriever.innerRetrievers()) { |
| 191 | + float weight = weights[i]; |
| 192 | + ScoreNormalizer normalizer = normalizers != null ? normalizers[i] : null; |
| 193 | + |
| 194 | + if (innerRetriever.retriever() instanceof CompoundRetrieverBuilder<?> compoundRetriever) { |
| 195 | + assertCompoundRetriever(originalRetriever, compoundRetriever); |
| 196 | + innerRetrieversSet.add( |
| 197 | + new InnerRetriever(getInnerRetrieversAsSet(originalRetriever, (T) compoundRetriever), weight, normalizer) |
| 198 | + ); |
| 199 | + } else { |
| 200 | + innerRetrieversSet.add(new InnerRetriever(innerRetriever.retriever(), weight, normalizer)); |
| 201 | + } |
| 202 | + |
| 203 | + i++; |
| 204 | + } |
| 205 | + |
| 206 | + return innerRetrieversSet; |
| 207 | + } |
| 208 | + |
| 209 | + private static class InnerRetriever { |
| 210 | + private final Object retriever; |
| 211 | + private final float weight; |
| 212 | + private final ScoreNormalizer normalizer; |
| 213 | + |
| 214 | + InnerRetriever(RetrieverBuilder retriever, float weight, ScoreNormalizer normalizer) { |
| 215 | + this.retriever = retriever; |
| 216 | + this.weight = weight; |
| 217 | + this.normalizer = normalizer; |
| 218 | + } |
| 219 | + |
| 220 | + InnerRetriever(Set<InnerRetriever> innerRetrievers, float weight, ScoreNormalizer normalizer) { |
| 221 | + this.retriever = innerRetrievers; |
| 222 | + this.weight = weight; |
| 223 | + this.normalizer = normalizer; |
| 224 | + } |
| 225 | + |
| 226 | + @Override |
| 227 | + public boolean equals(Object o) { |
| 228 | + if (this == o) return true; |
| 229 | + if (o == null || getClass() != o.getClass()) return false; |
| 230 | + InnerRetriever that = (InnerRetriever) o; |
| 231 | + return Float.compare(weight, that.weight) == 0 |
| 232 | + && Objects.equals(retriever, that.retriever) |
| 233 | + && Objects.equals(normalizer, that.normalizer); |
| 234 | + } |
| 235 | + |
| 236 | + @Override |
| 237 | + public int hashCode() { |
| 238 | + return Objects.hash(retriever, weight, normalizer); |
| 239 | + } |
| 240 | + } |
| 241 | +} |
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