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<section id="nep-46-numpy-sponsorship-guidelines">
<span id="nep46"></span><h1>NEP 46 — NumPy sponsorship guidelines<a class="headerlink" href="#nep-46-numpy-sponsorship-guidelines" title="Link to this heading">#</a></h1>
<dl class="field-list simple">
<dt class="field-odd">Author<span class="colon">:</span></dt>
<dd class="field-odd"><p>Ralf Gommers <<a class="reference external" href="mailto:ralf.gommers%40gmail.com">ralf<span>.</span>gommers<span>@</span>gmail<span>.</span>com</a>></p>
</dd>
<dt class="field-even">Status<span class="colon">:</span></dt>
<dd class="field-even"><p>Active</p>
</dd>
<dt class="field-odd">Type<span class="colon">:</span></dt>
<dd class="field-odd"><p>Process</p>
</dd>
<dt class="field-even">Created<span class="colon">:</span></dt>
<dd class="field-even"><p>2020-12-27</p>
</dd>
<dt class="field-odd">Resolution<span class="colon">:</span></dt>
<dd class="field-odd"><p><a class="reference external" href="https://mail.python.org/pipermail/numpy-discussion/2021-January/081424.html">https://mail.python.org/pipermail/numpy-discussion/2021-January/081424.html</a></p>
</dd>
</dl>
<section id="abstract">
<h2>Abstract<a class="headerlink" href="#abstract" title="Link to this heading">#</a></h2>
<p>This NEP provides guidelines on how the NumPy project will acknowledge
financial and in-kind support.</p>
</section>
<section id="motivation-and-scope">
<h2>Motivation and scope<a class="headerlink" href="#motivation-and-scope" title="Link to this heading">#</a></h2>
<p>In the past few years, the NumPy project has gotten significant financial
support, as well as dedicated work time for maintainers to work on NumPy. There
is a need to acknowledge that support - it’s the right thing to do, it’s
helpful when looking for new funding, and funders and organizations expect or
require it, Furthermore, having a clear policy for how NumPy acknowledges
support is helpful when searching for new support. Finally, this policy may
help set reasonable expectations for potential funders.</p>
<p>This NEP is aimed at both the NumPy community - who can use it as a guideline
when looking for support on behalf of the project and when acknowledging
existing support - and at past, current and prospective sponsors, who often
want or need to know what they get in return for their support other than a
healthier NumPy.</p>
<p>The scope of this proposal includes:</p>
<ul class="simple">
<li><p>direct financial support, employers providing paid time for NumPy maintainers
and regular contributors, and in-kind support such as free hardware resources or
services,</p></li>
<li><p>where and how NumPy acknowledges support (e.g., logo placement on the website),</p></li>
<li><p>the amount and duration of support which leads to acknowledgement, and</p></li>
<li><p>who in the NumPy project is responsible for sponsorship related topics, and
how to contact them.</p></li>
</ul>
</section>
<section id="how-numpy-will-acknowledge-support">
<h2>How NumPy will acknowledge support<a class="headerlink" href="#how-numpy-will-acknowledge-support" title="Link to this heading">#</a></h2>
<p>There will be two different ways to acknowledge financial and in-kind support:
one to recognize significant active support, and another one to recognize
support received in the past and smaller amounts of support.</p>
<p>Entities who fall under “significant active supporter” we’ll call Sponsor.
The minimum level of support given to NumPy to be considered a Sponsor are:</p>
<ul class="simple">
<li><p>$30,000/yr for unrestricted financial contributions (e.g., donations)</p></li>
<li><p>$60,000/yr for financial contributions for a particular purpose (e.g., grants)</p></li>
<li><p>$100,000/yr for in-kind contributions (e.g., time for employees to contribute)</p></li>
</ul>
<p>We define support being active as:</p>
<ul class="simple">
<li><p>for a one-off donation: it was received within the previous 12 months,</p></li>
<li><p>for recurring or financial or in-kind contributions: they should be ongoing.</p></li>
</ul>
<p>After support moves from “active” to “inactive” status, the acknowledgement
will be left in its place for at least another 6 months. If appropriate, the
funding team can discuss opportunities for renewal with the sponsor. After
those 6 months, acknowledgement may be moved to the historical overview. The
exact timing of this move is at the discretion of the funding team, because
there may be reasons to keep it in the more prominent place for longer.</p>
<p>The rationale for the above funding levels is that unrestricted financial
contributions are typically the most valuable for the project, and the hardest
to obtain. The opposite is true for in-kind contributions. The dollar value of
the levels also reflect that NumPy’s needs have grown to the point where we
need multiple paid developers in order to effectively support our user base and
continue to move the project forward. Financial support at or above these
levels is needed to be able to make a significant difference.</p>
<p>Sponsors will get acknowledged through:</p>
<ul class="simple">
<li><p>a small logo displayed on the front page of the NumPy website</p></li>
<li><p>prominent logo placement on <a class="reference external" href="https://numpy.org/about/">https://numpy.org/about/</a></p></li>
<li><p>logos displayed in talks about NumPy by maintainers</p></li>
<li><p>announcements of the sponsorship on the NumPy mailing list</p></li>
</ul>
<p>In addition to Sponsors, we already have the concept of Institutional Partner
(defined in NumPy’s
<a class="reference external" href="https://numpy.org/devdocs/dev/governance/index.html">governance document</a>),
for entities who employ a NumPy maintainer and let them work on NumPy as part
of their official duties. The governance document doesn’t currently define a
minimum amount of paid maintainer time needed to be considered for partnership.
Therefore we propose that level here, roughly in line with the sponsorship
levels:</p>
<ul class="simple">
<li><p>6 person-months/yr of paid work time for one or more NumPy maintainers or
regular contributors to any NumPy team or activity</p></li>
</ul>
<p>Institutional Partners get the same benefits as Sponsors, in addition to what
is specified in the NumPy governance document.</p>
<p>Finally, a new page on the website (<a class="reference external" href="https://numpy.org/funding/">https://numpy.org/funding/</a>, linked from the
About page) will be added to acknowledge all current and previous sponsors,
partners, and any other entities and individuals who provided $5,000 or more of
financial or in-kind support. This page will include relevant details of
support (dates, amounts, names, and purpose); no logos will be used on this
page. Such support, if provided for a specific enhancements or fix, may be
acknowledged in the appropriate release note snippet. The rationale for the
$5,000 minimum level is to keep the amount of work maintaining the page
reasonable; the level is the equivalent of, e.g., one GSoC or a person-week’s
worth of engineering time in a Western country, which seems like a reasonable
lower limit.</p>
</section>
<section id="implementation">
<h2>Implementation<a class="headerlink" href="#implementation" title="Link to this heading">#</a></h2>
<p>The following content changes need to be made:</p>
<ul class="simple">
<li><p>Add a section with small logos towards the bottom of the <a class="reference external" href="https://numpy.org/">numpy.org</a> website.</p></li>
<li><p>Create a full list of historical and current support and deploy it to
<a class="reference external" href="https://numpy.org/funding">https://numpy.org/funding</a>.</p></li>
<li><p>Update the NumPy governance document for changes to Institutional Partner
eligibility requirements and benefits.</p></li>
<li><p>Update <a class="reference external" href="https://numpy.org/about">https://numpy.org/about</a> with details on how to get in touch with the
NumPy project about sponsorship related matters (see next section).</p></li>
</ul>
<section id="numpy-funding-team">
<h3>NumPy Funding Team<a class="headerlink" href="#numpy-funding-team" title="Link to this heading">#</a></h3>
<p>At the moment NumPy has only one official body, the Steering Council, and no
good way to get in touch with either that body or any person or group
responsible for funding and sponsorship related matters. The way this is
typically done now is to somehow find the personal email of a maintainer, and
email them in private. There is a need to organize this more transparently - a
potential sponsor isn’t likely to inquire through the mailing list, nor is it
easy for a potential sponsor to know if they’re reaching out to the right
person in private.</p>
<p><a class="reference external" href="https://numpy.org/about/">https://numpy.org/about/</a> already says that NumPy has a “funding and grants”
team. However that is not the case. We propose to organize this team, name team
members on it, and add the names of those team members plus a dedicated email
address for the team to the About page.</p>
</section>
</section>
<section id="status-before-this-proposal">
<h2>Status before this proposal<a class="headerlink" href="#status-before-this-proposal" title="Link to this heading">#</a></h2>
<section id="acknowledgement-of-support">
<h3>Acknowledgement of support<a class="headerlink" href="#acknowledgement-of-support" title="Link to this heading">#</a></h3>
<p>At the time of writing (Dec 2020), the logos of the four largest financial
sponsors and two institutional partners are displayed on
<a class="reference external" href="https://numpy.org/about/">https://numpy.org/about/</a>. The <a class="reference external" href="https://www.nature.com/articles/s41586-020-2649-2">Nature paper about NumPy</a>
mentions some early funding. No comprehensive list of received funding and
in-kind support is published anywhere.</p>
<p>Decisions on which logos to list on the website have been made mostly by the
website team. Decisions on which entities to recognize as Institutional Partner
have been made by the NumPy Steering Council.</p>
</section>
<section id="numpy-governance-decision-making-and-financial-oversight">
<h3>NumPy governance, decision-making, and financial oversight<a class="headerlink" href="#numpy-governance-decision-making-and-financial-oversight" title="Link to this heading">#</a></h3>
<p><em>This section is meant as context for the reader, to help put the rest of this
NEP in perspective, and perhaps answer questions the reader has when reading
this as a potential sponsor.</em></p>
<p>NumPy has a formal governance structure defined in
<a class="reference external" href="https://numpy.org/devdocs/dev/governance/index.html">this governance document</a>).
Decisions are made by consensus among all active participants in a discussion
(typically on the mailing list), and if consensus cannot be reached then the
Steering Council takes the decision (also by consensus).</p>
<p>NumPy is a sponsored project of NumFOCUS, a US-based 501(c)3 nonprofit.
NumFOCUS administers NumPy funds, and ensures they are spent in accordance with
its mission and nonprofit status. In practice, NumPy has a NumFOCUS
subcommittee (with its members named in the NumPy governance document) who can
authorize financial transactions. Those transactions, for example paying a
contractor for a particular activity or deliverable, are decided on by the
NumPy Steering Council.</p>
</section>
</section>
<section id="alternatives">
<h2>Alternatives<a class="headerlink" href="#alternatives" title="Link to this heading">#</a></h2>
<p><em>Tiered sponsorship levels.</em> We considered using tiered sponsorship levels, and
rejected this alternative because it would be more complex, and not necessarily
communicate the right intent - the minimum levels are for us to determine how
to acknowledge support that we receive, not a commercial value proposition.
Entities typically will support NumPy because they rely on the project or want
to help advance it, and not to get brand awareness through logo placement.</p>
<p><em>Listing all donations</em>. Note that in the past we have received many smaller
donations, mostly from individuals through NumFOCUS. It would be great to list
all of those contributions, but given the way we receive information on those
donations right now, that would be quite labor-intensive. If we manage to move
to a more suitable platform, such as <a class="reference external" href="https://opencollective.com/">Open Collective</a>,
in the future, we should reconsider listing all individual donations.</p>
</section>
<section id="related-work">
<h2>Related work<a class="headerlink" href="#related-work" title="Link to this heading">#</a></h2>
<p>Here we provide a few examples of how other projects handle sponsorship
guidelines and acknowledgements.</p>
<p><em>Scikit-learn</em> has a narrow banner with logos at the bottom of
<a class="reference external" href="https://scikit-learn.org">https://scikit-learn.org</a>, and a list of present funding and past sponsors at
<a class="reference external" href="https://scikit-learn.org/stable/about.html#funding">https://scikit-learn.org/stable/about.html#funding</a>. Plus a separate section
“Infrastructure support” at the bottom of that same About page.</p>
<p><em>Jupyter</em> has logos of sponsors and institutional partners in two sections on
<a class="reference external" href="https://jupyter.org/about">https://jupyter.org/about</a>. Some subprojects have separate approaches, for
example sponsors are listed (by using the <a class="reference external" href="https://github.com/all-contributors/all-contributors">all-contributors</a> bot) in the README for
<a class="reference external" href="https://github.com/jupyterlab/jupyterlab-git">jupyterlab-git</a>.
For a discussion from Jan 2020 on that, see
<a class="reference external" href="https://discourse.jupyter.org/t/ideas-for-recognizing-developer-contributions-by-companies-institutes/3178">here</a>.</p>
<p><em>NumFOCUS</em> has a large banner with sponsor logos on its front page at
<a class="reference external" href="https://numfocus.org">https://numfocus.org</a>, and a full page with sponsors at different sponsorship
levels listed at <a class="reference external" href="https://numfocus.org/sponsors">https://numfocus.org/sponsors</a>. They also have a
<a class="reference external" href="https://numfocus.org/blog/introducing-our-newest-corporate-sponsorship-prospectus">Corporate Sponsorship Prospectus</a>,
which includes a lot of detail on both sponsorship levels and benefits, as well
as how that helps NumFOCUS-affiliated projects (including NumPy).</p>
</section>
<section id="discussion">
<h2>Discussion<a class="headerlink" href="#discussion" title="Link to this heading">#</a></h2>
<ul class="simple">
<li><p><a class="reference external" href="https://mail.python.org/pipermail/numpy-discussion/2020-December/081353.html">Mailing list thread discussing this NEP</a></p></li>
<li><p><a class="reference external" href="https://github.com/numpy/numpy/pull/18084">PR with review of the NEP draft</a></p></li>
</ul>
</section>
<section id="references-and-footnotes">
<h2>References and footnotes<a class="headerlink" href="#references-and-footnotes" title="Link to this heading">#</a></h2>
<ul class="simple">
<li><p><a class="reference external" href="https://github.com/numpy/archive/blob/main/content/inside_numpy_presentation_SciPy2019.pdf">Inside NumPy: preparing for the next decade</a> presentation at SciPy’19 discussing the impact of the first NumPy grant.</p></li>
<li><p><a class="reference external" href="https://github.com/numpy/numpy/issues/13393">Issue</a> and
<a class="reference external" href="https://mail.python.org/pipermail/numpy-discussion/2019-April/079371.html">email</a>
where IBM offered a $5,000 bounty for VSX SIMD support</p></li>
<li><p><a class="reference external" href="https://github.com/jupyterlab/jupyterlab/blob/master/CORPORATE.md">JupyterLab Corporate Engagement and Contribution Guide</a></p></li>
</ul>
</section>
<section id="copyright">
<h2>Copyright<a class="headerlink" href="#copyright" title="Link to this heading">#</a></h2>
<p>This document has been placed in the public domain.</p>
</section>
</section>
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