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| 1 | +# Attesting OpenVEX Documents |
| 2 | + |
| 3 | +## What is an Attestation? |
| 4 | + |
| 5 | +An attestation is an assertion made about a piece of software. There are many |
| 6 | +kinds of attestations in use today such as provenance attestation defined by |
| 7 | +SLSA or those asserting to the results of vulnerability scans. |
| 8 | + |
| 9 | +OpenVEX was conceived to be able to be embedded in |
| 10 | +[in-toto attestations](https://github.com/in-toto/attestation). The format defined |
| 11 | +by the in-toto project is composed of a number of subjects (the pieces of |
| 12 | +software the attestation is talking about) and a predicate that defines what is |
| 13 | +being said about the subjects. |
| 14 | + |
| 15 | +[DIAGRAM] |
| 16 | + |
| 17 | +Here is an example of an empty attestation |
| 18 | + |
| 19 | +```json |
| 20 | +{ |
| 21 | + "_type": "https://in-toto.io/Statement/v0.1", |
| 22 | + "predicateType": "", |
| 23 | + "subject": [], |
| 24 | + "predicate": {} |
| 25 | +} |
| 26 | +``` |
| 27 | + |
| 28 | +## Embedding and Inheritance |
| 29 | + |
| 30 | +OpenVEX documents are designed to be embeddable in other formats. This is not a |
| 31 | +unique feature of OpenVEX: the VEX minimum elements define the notion of an |
| 32 | +"encapsulating format", a document that contains the VEX document and its |
| 33 | +statements. VEX also defines an inheritance model where the required data to |
| 34 | +complete VEX metadata cascades down from the encapsulating format to the |
| 35 | +document, to the statement. This allows VEX to leverage the capabilities of the |
| 36 | +encapsulating formats while defining a compatibility flow among implementations. |
| 37 | + |
| 38 | +OpenVEX documents do not require an encapsulating document. Nevertheless, they |
| 39 | +were designed to be embeddable and they can be used as in-toto predicates. This |
| 40 | +lets software authors assert VEX data about a piece of software. |
| 41 | + |
| 42 | +When embedding OpenVEX in attestations, the only field of data that "cascades" |
| 43 | +is the VEX statement's `product`, or `subject` in in-toto lingo. |
| 44 | + |
| 45 | +### The VEX Product and the Attestation's Subject |
| 46 | + |
| 47 | +In VEX, all statements apply to one or more products. A "product" in VEX is a |
| 48 | +loose term meaning any piece of software that can be listed in an SBOM. For a |
| 49 | +statement to be valid, it needs to have one or more statements. Here's an example |
| 50 | +of a VEX statement: |
| 51 | + |
| 52 | +```json |
| 53 | + { |
| 54 | + "vulnerability": "CVE-2014-123456", |
| 55 | + "products": [ |
| 56 | + "pkg:apk/distro/[email protected]?arch=armv7", |
| 57 | + "pkg:apk/distro/[email protected]?arch=x86_64" |
| 58 | + ], |
| 59 | + "status": "fixed" |
| 60 | + } |
| 61 | +``` |
| 62 | + |
| 63 | +In the previous example, the statement specifies two packages of git (for armv7 and x86_64). |
| 64 | + |
| 65 | +Attestations define their subjects natively. Following the VEX inheritance model |
| 66 | +the subjects in an attestation containing a VEX document will cascade down and |
| 67 | +become the VEX "product" of any statements that don't specify a subject. |
| 68 | + |
| 69 | +Here is an example of an attestation with the same packages as subjects. Note that |
| 70 | +the predicate type is set to the OpenVEX context (the predicate contents have been |
| 71 | +removed for clarity): |
| 72 | + |
| 73 | +```json |
| 74 | +{ |
| 75 | + "_type": "https://in-toto.io/Statement/v0.1", |
| 76 | + "predicateType": "https://openvex.dev/ns", |
| 77 | + "subject": [ |
| 78 | + { |
| 79 | + "name": "pkg:apk/distro/[email protected]?arch=armv7", |
| 80 | + "digest": { |
| 81 | + "sha256": "74634d9736a45ca9f6e1187e783492199e020f4a5c19d0b1abc2b604f894ac99" |
| 82 | + }, |
| 83 | + }, |
| 84 | + { |
| 85 | + "name": "pkg:apk/distro/[email protected]?arch=x86_64", |
| 86 | + "digest": { |
| 87 | + "sha256": "6bd98fe56e4d91439343d123d98522005874957ea1cb6075e75544d7753bd8d7" |
| 88 | + }, |
| 89 | + } |
| 90 | + ], |
| 91 | + "predicate": { |
| 92 | + // ... |
| 93 | + } |
| 94 | +} |
| 95 | + |
| 96 | +``` |
| 97 | + |
| 98 | +When embedding OpenVEX inside an attestation, the subjects SHOULD move from the |
| 99 | +VEX statement product to the attestation subjects. This makes the attestation usable |
| 100 | +in systems that already know how to process them while still keeping the VEX metadata |
| 101 | +valid via the inheritance model. This is the complete attestation with the |
| 102 | +embedded OpenVEX document: |
| 103 | + |
| 104 | +```json |
| 105 | +{ |
| 106 | + "_type": "https://in-toto.io/Statement/v0.1", |
| 107 | + "predicateType": "text/vex", |
| 108 | + "subject": [ |
| 109 | + { |
| 110 | + "name": "pkg:apk/distro/[email protected]?arch=armv7", |
| 111 | + "digest": { |
| 112 | + "sha256": "74634d9736a45ca9f6e1187e783492199e020f4a5c19d0b1abc2b604f894ac99" |
| 113 | + }, |
| 114 | + }, |
| 115 | + { |
| 116 | + "name": "pkg:apk/distro/[email protected]?arch=x86_64", |
| 117 | + "digest": { |
| 118 | + "sha256": "6bd98fe56e4d91439343d123d98522005874957ea1cb6075e75544d7753bd8d7" |
| 119 | + }, |
| 120 | + } |
| 121 | + ], |
| 122 | + "predicate": { |
| 123 | + "@context": "https://openvex.dev/ns", |
| 124 | + "@id": "https://openvex.dev/docs/example/vex-9fb3463de1b57", |
| 125 | + "author": "Wolfi J Inkinson", |
| 126 | + "role": "Security Researcher", |
| 127 | + "timestamp": "2023-01-08T18:02:03.647787998-06:00", |
| 128 | + "version": "1", |
| 129 | + "statements": [ |
| 130 | + { |
| 131 | + "vulnerability": "CVE-2023-12345", |
| 132 | + "status": "fixed" |
| 133 | + } |
| 134 | + ] |
| 135 | + } |
| 136 | +} |
| 137 | +``` |
| 138 | + |
| 139 | +Note in the finished example how the products in the statement have moved |
| 140 | +toward the attestation's subject section. This example assumes that the |
| 141 | +subjects' digests can be computed externally. |
| 142 | + |
| 143 | +The product entries MAY remain in the VEX statement. In that case, they MUST |
| 144 | +be repeated and matched in the attestation subject section. An attestation SHOULD |
| 145 | +remain complete when composed with an OpenVEX predicate. |
| 146 | + |
| 147 | +## Handling Product/Subject Granularity |
| 148 | + |
| 149 | +An attestation's predicate is a singleton. It is a set of exactly one predicate |
| 150 | +that applies to any number of subjects. VEX, on the other hand, defines a document |
| 151 | +model that can host any number of statements, possibly with different subjects: |
| 152 | + |
| 153 | +```json |
| 154 | +"statements": [ |
| 155 | + { |
| 156 | + "vulnerability": "CVE-2014-123456", |
| 157 | + "products": [ |
| 158 | + "pkg:apk/distro/[email protected]?arch=armv7" |
| 159 | + ], |
| 160 | + "status": "fixed" |
| 161 | + }, |
| 162 | + { |
| 163 | + "vulnerability": "CVE-2014-123456", |
| 164 | + "products": [ |
| 165 | + "pkg:apk/distro/[email protected]?arch=x86_64" |
| 166 | + ], |
| 167 | + "status": "under_investigation" |
| 168 | + }, |
| 169 | +] |
| 170 | +``` |
| 171 | + |
| 172 | +The nature of the data models implies that an attestation can only refer to |
| 173 | +VEX statements that contain one or more of the `subject` entries in their product |
| 174 | +section. To attest the example above, an attestation can use any of the following |
| 175 | +subject structs: |
| 176 | + |
| 177 | +```json |
| 178 | + "subject": { |
| 179 | + "pkg:apk/distro/[email protected]?arch=armv7" |
| 180 | + } |
| 181 | +``` |
| 182 | + |
| 183 | +```json |
| 184 | + "subject": { |
| 185 | + "pkg:apk/distro/[email protected]?arch=x86_64" |
| 186 | + } |
| 187 | +``` |
| 188 | + |
| 189 | +```json |
| 190 | + subject: { |
| 191 | + "pkg:apk/distro/[email protected]?arch=armv7", |
| 192 | + "pkg:apk/distro/[email protected]?arch=x86_64" |
| 193 | + } |
| 194 | +``` |
| 195 | + |
| 196 | +When an identifier is listed in the subject section, it signals any processor |
| 197 | +to look for data about it in the predicate. When looking at the VEX statements, |
| 198 | +the following rules define how statements are to be considered: |
| 199 | + |
| 200 | +1. Any VEX statements that don't define products are considered to be attested. |
| 201 | +2. Any VEX statements listing products but not having the attestation's subjects |
| 202 | +in the product list are to be ignored. |
| 203 | +3. Any VEX statements including one of the attestation's subjects in its `product` |
| 204 | +section are to be considered only for that identifier and others that match. |
| 205 | +4. If a VEX statement lists one of the attestation's subjects in the product list |
| 206 | +but not another, it MUST be considered for the former but not for the latter. |
| 207 | + |
| 208 | +## Digital Signatures |
| 209 | + |
| 210 | +Attestations are meant to be digitally signed. While the signature envelope is |
| 211 | +not a part of the attestation or OpenVEX specifications, it should be noted that |
| 212 | +VEX recommends that the document `author` _SHOULD be cryptographically associated |
| 213 | +with the signature of the VEX document_. Signing an attestation SHOULD follow this |
| 214 | +convention and sign the attestation when possible using the same identity |
| 215 | +expressed in the author field. Since statements can originate from third parties |
| 216 | +exploring the same product, this may not be possible in all circumstances. |
| 217 | + |
| 218 | +An identity signing an attestation containing VEX statements from third parties |
| 219 | +implies that the signer trusts those statements and has decided to include them |
| 220 | +in the VEX impact history. |
| 221 | + |
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