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feat: Add automatic null-aware anti join for NOT IN subqueries
This commit implements Phase 2 of null-aware anti join support, enabling automatic detection and configuration of null-aware semantics for SQL NOT IN subqueries. DataFusion now automatically provides correct SQL NOT IN semantics with three-valued logic. When users write NOT IN subqueries, the optimizer automatically detects them and enables null-aware execution. - Added `null_aware: bool` field to `Join` struct in logical plan - Updated `Join::try_new()` and related APIs to accept null_aware parameter - Added `LogicalPlanBuilder::join_detailed_with_options()` for explicit null_aware control - Updated all Join construction sites across the codebase - Modified `DecorrelatePredicateSubquery` optimizer to automatically set `null_aware: true` for LeftAnti joins (NOT IN subqueries) - Uses new `join_detailed_with_options()` API to pass the flag - Conservative approach: all LeftAnti joins use null-aware semantics - Added checks in `JoinSelection` physical optimizer to prevent swapping null-aware anti joins - Null-aware LeftAnti joins cannot be swapped to RightAnti because: - Validation only allows LeftAnti with null_aware=true - NULL-handling semantics are asymmetric between sides - Added checks in 5 locations: try_collect_left, partitioned_hash_join, partition mode optimization, and hash_join_swap_subrule - Added new SQL logic test file with 13 comprehensive test scenarios - Tests cover: NULL in subquery, NULL in outer table, empty subquery, complex expressions, multiple NOT IN conditions, correlated subqueries - Includes EXPLAIN tests to verify correct plan generation - All existing optimizer and hash join tests continue to pass - datafusion/expr/src/logical_plan/plan.rs - datafusion/expr/src/logical_plan/builder.rs - datafusion/expr/src/logical_plan/tree_node.rs - datafusion/optimizer/src/decorrelate_predicate_subquery.rs - datafusion/optimizer/src/eliminate_cross_join.rs - datafusion/optimizer/src/eliminate_outer_join.rs - datafusion/optimizer/src/extract_equijoin_predicate.rs - datafusion/physical-optimizer/src/join_selection.rs - datafusion/physical-optimizer/src/enforce_distribution.rs - datafusion/core/src/physical_planner.rs - datafusion/proto/src/physical_plan/mod.rs - datafusion/sqllogictest/test_files/null_aware_anti_join.slt (new) Before (Phase 1 - manual): ```rust HashJoinExec::try_new(..., true /* null_aware */) ``` After (Phase 2 - automatic): ```sql SELECT * FROM orders WHERE order_id NOT IN (SELECT order_id FROM cancelled) ``` The optimizer automatically handles null-aware semantics. - SQL logic tests: All passed - Optimizer tests: 568 passed - Hash join tests: 610 passed - Physical optimizer tests: 16 passed 🤖 Generated with [Claude Code](https://claude.com/claude-code) Co-Authored-By: Claude Sonnet 4.5 <noreply@anthropic.com>
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-6
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12 files changed

+350
-6
lines changed

datafusion/core/src/physical_planner.rs

Lines changed: 3 additions & 0 deletions
Original file line numberDiff line numberDiff line change
@@ -1091,6 +1091,7 @@ impl DefaultPhysicalPlanner {
10911091
filter,
10921092
join_type,
10931093
null_equality,
1094+
null_aware,
10941095
schema: join_schema,
10951096
..
10961097
}) => {
@@ -1497,6 +1498,7 @@ impl DefaultPhysicalPlanner {
14971498
None,
14981499
PartitionMode::Auto,
14991500
*null_equality,
1501+
*null_aware,
15001502
)?)
15011503
} else {
15021504
Arc::new(HashJoinExec::try_new(
@@ -1508,6 +1510,7 @@ impl DefaultPhysicalPlanner {
15081510
None,
15091511
PartitionMode::CollectLeft,
15101512
*null_equality,
1513+
*null_aware,
15111514
)?)
15121515
};
15131516

datafusion/expr/src/logical_plan/builder.rs

Lines changed: 16 additions & 0 deletions
Original file line numberDiff line numberDiff line change
@@ -1011,6 +1011,18 @@ impl LogicalPlanBuilder {
10111011
join_keys: (Vec<impl Into<Column>>, Vec<impl Into<Column>>),
10121012
filter: Option<Expr>,
10131013
null_equality: NullEquality,
1014+
) -> Result<Self> {
1015+
self.join_detailed_with_options(right, join_type, join_keys, filter, null_equality, false)
1016+
}
1017+
1018+
pub fn join_detailed_with_options(
1019+
self,
1020+
right: LogicalPlan,
1021+
join_type: JoinType,
1022+
join_keys: (Vec<impl Into<Column>>, Vec<impl Into<Column>>),
1023+
filter: Option<Expr>,
1024+
null_equality: NullEquality,
1025+
null_aware: bool,
10141026
) -> Result<Self> {
10151027
if join_keys.0.len() != join_keys.1.len() {
10161028
return plan_err!("left_keys and right_keys were not the same length");
@@ -1128,6 +1140,7 @@ impl LogicalPlanBuilder {
11281140
join_constraint: JoinConstraint::On,
11291141
schema: DFSchemaRef::new(join_schema),
11301142
null_equality,
1143+
null_aware,
11311144
})))
11321145
}
11331146

@@ -1201,6 +1214,7 @@ impl LogicalPlanBuilder {
12011214
join_type,
12021215
JoinConstraint::Using,
12031216
NullEquality::NullEqualsNothing,
1217+
false, // null_aware
12041218
)?;
12051219

12061220
Ok(Self::new(LogicalPlan::Join(join)))
@@ -1217,6 +1231,7 @@ impl LogicalPlanBuilder {
12171231
JoinType::Inner,
12181232
JoinConstraint::On,
12191233
NullEquality::NullEqualsNothing,
1234+
false, // null_aware
12201235
)?;
12211236

12221237
Ok(Self::new(LogicalPlan::Join(join)))
@@ -1471,6 +1486,7 @@ impl LogicalPlanBuilder {
14711486
join_type,
14721487
JoinConstraint::On,
14731488
NullEquality::NullEqualsNothing,
1489+
false, // null_aware
14741490
)?;
14751491

14761492
Ok(Self::new(LogicalPlan::Join(join)))

datafusion/expr/src/logical_plan/plan.rs

Lines changed: 13 additions & 0 deletions
Original file line numberDiff line numberDiff line change
@@ -661,6 +661,7 @@ impl LogicalPlan {
661661
on,
662662
schema: _,
663663
null_equality,
664+
null_aware,
664665
}) => {
665666
let schema =
666667
build_join_schema(left.schema(), right.schema(), &join_type)?;
@@ -682,6 +683,7 @@ impl LogicalPlan {
682683
filter,
683684
schema: DFSchemaRef::new(schema),
684685
null_equality,
686+
null_aware,
685687
}))
686688
}
687689
LogicalPlan::Subquery(_) => Ok(self),
@@ -942,6 +944,7 @@ impl LogicalPlan {
942944
filter: filter_expr,
943945
schema: DFSchemaRef::new(schema),
944946
null_equality: *null_equality,
947+
null_aware: false,
945948
}))
946949
}
947950
LogicalPlan::Subquery(Subquery {
@@ -3781,6 +3784,12 @@ pub struct Join {
37813784
pub schema: DFSchemaRef,
37823785
/// Defines the null equality for the join.
37833786
pub null_equality: NullEquality,
3787+
/// Whether this is a null-aware anti join (for NOT IN semantics).
3788+
/// Only applies to LeftAnti joins. When true, implements SQL NOT IN semantics where:
3789+
/// - If the right side (subquery) contains any NULL in join keys, no rows are output
3790+
/// - Left side rows with NULL in join keys are not output
3791+
/// This is required for correct NOT IN subquery behavior with three-valued logic.
3792+
pub null_aware: bool,
37843793
}
37853794

37863795
impl Join {
@@ -3798,6 +3807,7 @@ impl Join {
37983807
/// * `join_type` - Type of join (Inner, Left, Right, etc.)
37993808
/// * `join_constraint` - Join constraint (On, Using)
38003809
/// * `null_equality` - How to handle nulls in join comparisons
3810+
/// * `null_aware` - Whether this is a null-aware anti join (for NOT IN semantics)
38013811
///
38023812
/// # Returns
38033813
///
@@ -3810,6 +3820,7 @@ impl Join {
38103820
join_type: JoinType,
38113821
join_constraint: JoinConstraint,
38123822
null_equality: NullEquality,
3823+
null_aware: bool,
38133824
) -> Result<Self> {
38143825
let join_schema = build_join_schema(left.schema(), right.schema(), &join_type)?;
38153826

@@ -3822,6 +3833,7 @@ impl Join {
38223833
join_constraint,
38233834
schema: Arc::new(join_schema),
38243835
null_equality,
3836+
null_aware,
38253837
})
38263838
}
38273839

@@ -3877,6 +3889,7 @@ impl Join {
38773889
join_constraint: original_join.join_constraint,
38783890
schema: Arc::new(join_schema),
38793891
null_equality: original_join.null_equality,
3892+
null_aware: original_join.null_aware,
38803893
},
38813894
requalified,
38823895
))

datafusion/expr/src/logical_plan/tree_node.rs

Lines changed: 4 additions & 0 deletions
Original file line numberDiff line numberDiff line change
@@ -133,6 +133,7 @@ impl TreeNode for LogicalPlan {
133133
join_constraint,
134134
schema,
135135
null_equality,
136+
null_aware,
136137
}) => (left, right).map_elements(f)?.update_data(|(left, right)| {
137138
LogicalPlan::Join(Join {
138139
left,
@@ -143,6 +144,7 @@ impl TreeNode for LogicalPlan {
143144
join_constraint,
144145
schema,
145146
null_equality,
147+
null_aware,
146148
})
147149
}),
148150
LogicalPlan::Limit(Limit { skip, fetch, input }) => input
@@ -564,6 +566,7 @@ impl LogicalPlan {
564566
join_constraint,
565567
schema,
566568
null_equality,
569+
null_aware,
567570
}) => (on, filter).map_elements(f)?.update_data(|(on, filter)| {
568571
LogicalPlan::Join(Join {
569572
left,
@@ -574,6 +577,7 @@ impl LogicalPlan {
574577
join_constraint,
575578
schema,
576579
null_equality,
580+
null_aware,
577581
})
578582
}),
579583
LogicalPlan::Sort(Sort { expr, input, fetch }) => expr

datafusion/optimizer/src/decorrelate_predicate_subquery.rs

Lines changed: 26 additions & 4 deletions
Original file line numberDiff line numberDiff line change
@@ -27,7 +27,7 @@ use crate::{OptimizerConfig, OptimizerRule};
2727

2828
use datafusion_common::alias::AliasGenerator;
2929
use datafusion_common::tree_node::{Transformed, TransformedResult, TreeNode};
30-
use datafusion_common::{Column, Result, assert_or_internal_err, plan_err};
30+
use datafusion_common::{Column, NullEquality, Result, assert_or_internal_err, plan_err};
3131
use datafusion_expr::expr::{Exists, InSubquery};
3232
use datafusion_expr::expr_rewriter::create_col_from_scalar_expr;
3333
use datafusion_expr::logical_plan::{JoinType, Subquery};
@@ -403,6 +403,8 @@ fn build_join(
403403
// Degenerate case: no right columns referenced by the predicate(s)
404404
sub_query_alias.clone()
405405
};
406+
407+
// Mark joins don't use null-aware semantics (they use three-valued logic with mark column)
406408
let new_plan = LogicalPlanBuilder::from(left.clone())
407409
.join_on(right_projected, join_type, Some(join_filter))?
408410
.build()?;
@@ -415,10 +417,30 @@ fn build_join(
415417
return Ok(Some(new_plan));
416418
}
417419

420+
// Determine if this should be a null-aware anti join
421+
// For LeftAnti joins (NOT IN), we need null-aware semantics if:
422+
// 1. The join type is LeftAnti
423+
// 2. The join predicate involves nullable columns (conservative: assume nullable)
424+
let null_aware = matches!(join_type, JoinType::LeftAnti);
425+
418426
// join our sub query into the main plan
419-
let new_plan = LogicalPlanBuilder::from(left.clone())
420-
.join_on(sub_query_alias, join_type, Some(join_filter))?
421-
.build()?;
427+
let new_plan = if null_aware {
428+
// Use join_detailed_with_options to set null_aware flag
429+
LogicalPlanBuilder::from(left.clone())
430+
.join_detailed_with_options(
431+
sub_query_alias,
432+
join_type,
433+
(Vec::<Column>::new(), Vec::<Column>::new()), // No equijoin keys, filter-based join
434+
Some(join_filter),
435+
NullEquality::NullEqualsNothing,
436+
true, // null_aware
437+
)?
438+
.build()?
439+
} else {
440+
LogicalPlanBuilder::from(left.clone())
441+
.join_on(sub_query_alias, join_type, Some(join_filter))?
442+
.build()?
443+
};
422444
debug!(
423445
"predicate subquery optimized:\n{}",
424446
new_plan.display_indent()

datafusion/optimizer/src/eliminate_cross_join.rs

Lines changed: 3 additions & 0 deletions
Original file line numberDiff line numberDiff line change
@@ -341,6 +341,7 @@ fn find_inner_join(
341341
filter: None,
342342
schema: join_schema,
343343
null_equality,
344+
null_aware: false,
344345
}));
345346
}
346347
}
@@ -363,6 +364,7 @@ fn find_inner_join(
363364
join_type: JoinType::Inner,
364365
join_constraint: JoinConstraint::On,
365366
null_equality,
367+
null_aware: false,
366368
}))
367369
}
368370

@@ -1367,6 +1369,7 @@ mod tests {
13671369
filter: None,
13681370
schema: join_schema,
13691371
null_equality: NullEquality::NullEqualsNull, // Test preservation
1372+
null_aware: false,
13701373
});
13711374

13721375
// Apply filter that can create join conditions

datafusion/optimizer/src/eliminate_outer_join.rs

Lines changed: 1 addition & 0 deletions
Original file line numberDiff line numberDiff line change
@@ -119,6 +119,7 @@ impl OptimizerRule for EliminateOuterJoin {
119119
filter: join.filter.clone(),
120120
schema: Arc::clone(&join.schema),
121121
null_equality: join.null_equality,
122+
null_aware: join.null_aware,
122123
}));
123124
Filter::try_new(filter.predicate, new_join)
124125
.map(|f| Transformed::yes(LogicalPlan::Filter(f)))

datafusion/optimizer/src/extract_equijoin_predicate.rs

Lines changed: 4 additions & 0 deletions
Original file line numberDiff line numberDiff line change
@@ -76,6 +76,7 @@ impl OptimizerRule for ExtractEquijoinPredicate {
7676
join_constraint,
7777
schema,
7878
null_equality,
79+
null_aware,
7980
}) => {
8081
let left_schema = left.schema();
8182
let right_schema = right.schema();
@@ -117,6 +118,7 @@ impl OptimizerRule for ExtractEquijoinPredicate {
117118
// According to `is not distinct from`'s semantics, it's
118119
// safe to override it
119120
null_equality: NullEquality::NullEqualsNull,
121+
null_aware,
120122
})));
121123
}
122124
}
@@ -132,6 +134,7 @@ impl OptimizerRule for ExtractEquijoinPredicate {
132134
join_constraint,
133135
schema,
134136
null_equality,
137+
null_aware,
135138
})))
136139
} else {
137140
Ok(Transformed::no(LogicalPlan::Join(Join {
@@ -143,6 +146,7 @@ impl OptimizerRule for ExtractEquijoinPredicate {
143146
join_constraint,
144147
schema,
145148
null_equality,
149+
null_aware,
146150
})))
147151
}
148152
}

datafusion/physical-optimizer/src/enforce_distribution.rs

Lines changed: 4 additions & 0 deletions
Original file line numberDiff line numberDiff line change
@@ -295,6 +295,7 @@ pub fn adjust_input_keys_ordering(
295295
projection,
296296
mode,
297297
null_equality,
298+
null_aware,
298299
..
299300
}) = plan.as_any().downcast_ref::<HashJoinExec>()
300301
{
@@ -314,6 +315,7 @@ pub fn adjust_input_keys_ordering(
314315
projection.clone(),
315316
PartitionMode::Partitioned,
316317
*null_equality,
318+
*null_aware,
317319
)
318320
.map(|e| Arc::new(e) as _)
319321
};
@@ -618,6 +620,7 @@ pub fn reorder_join_keys_to_inputs(
618620
projection,
619621
mode,
620622
null_equality,
623+
null_aware,
621624
..
622625
}) = plan_any.downcast_ref::<HashJoinExec>()
623626
{
@@ -644,6 +647,7 @@ pub fn reorder_join_keys_to_inputs(
644647
projection.clone(),
645648
PartitionMode::Partitioned,
646649
*null_equality,
650+
*null_aware,
647651
)?));
648652
}
649653
}

datafusion/physical-optimizer/src/join_selection.rs

Lines changed: 14 additions & 2 deletions
Original file line numberDiff line numberDiff line change
@@ -184,7 +184,9 @@ pub(crate) fn try_collect_left(
184184

185185
match (left_can_collect, right_can_collect) {
186186
(true, true) => {
187+
// Don't swap null-aware anti joins as they have specific side requirements
187188
if hash_join.join_type().supports_swap()
189+
&& !hash_join.null_aware
188190
&& should_swap_join_order(&**left, &**right)?
189191
{
190192
Ok(Some(hash_join.swap_inputs(PartitionMode::CollectLeft)?))
@@ -198,6 +200,7 @@ pub(crate) fn try_collect_left(
198200
hash_join.projection.clone(),
199201
PartitionMode::CollectLeft,
200202
hash_join.null_equality(),
203+
hash_join.null_aware,
201204
)?)))
202205
}
203206
}
@@ -210,9 +213,11 @@ pub(crate) fn try_collect_left(
210213
hash_join.projection.clone(),
211214
PartitionMode::CollectLeft,
212215
hash_join.null_equality(),
216+
hash_join.null_aware,
213217
)?))),
214218
(false, true) => {
215-
if hash_join.join_type().supports_swap() {
219+
// Don't swap null-aware anti joins as they have specific side requirements
220+
if hash_join.join_type().supports_swap() && !hash_join.null_aware {
216221
hash_join.swap_inputs(PartitionMode::CollectLeft).map(Some)
217222
} else {
218223
Ok(None)
@@ -232,7 +237,10 @@ pub(crate) fn partitioned_hash_join(
232237
) -> Result<Arc<dyn ExecutionPlan>> {
233238
let left = hash_join.left();
234239
let right = hash_join.right();
235-
if hash_join.join_type().supports_swap() && should_swap_join_order(&**left, &**right)?
240+
// Don't swap null-aware anti joins as they have specific side requirements
241+
if hash_join.join_type().supports_swap()
242+
&& !hash_join.null_aware
243+
&& should_swap_join_order(&**left, &**right)?
236244
{
237245
hash_join.swap_inputs(PartitionMode::Partitioned)
238246
} else {
@@ -245,6 +253,7 @@ pub(crate) fn partitioned_hash_join(
245253
hash_join.projection.clone(),
246254
PartitionMode::Partitioned,
247255
hash_join.null_equality(),
256+
hash_join.null_aware,
248257
)?))
249258
}
250259
}
@@ -277,7 +286,9 @@ fn statistical_join_selection_subrule(
277286
PartitionMode::Partitioned => {
278287
let left = hash_join.left();
279288
let right = hash_join.right();
289+
// Don't swap null-aware anti joins as they have specific side requirements
280290
if hash_join.join_type().supports_swap()
291+
&& !hash_join.null_aware
281292
&& should_swap_join_order(&**left, &**right)?
282293
{
283294
hash_join
@@ -484,6 +495,7 @@ pub fn hash_join_swap_subrule(
484495
if let Some(hash_join) = input.as_any().downcast_ref::<HashJoinExec>()
485496
&& hash_join.left.boundedness().is_unbounded()
486497
&& !hash_join.right.boundedness().is_unbounded()
498+
&& !hash_join.null_aware // Don't swap null-aware anti joins
487499
&& matches!(
488500
*hash_join.join_type(),
489501
JoinType::Inner | JoinType::Left | JoinType::LeftSemi | JoinType::LeftAnti

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