[release/1.4.17] core, eth, internal, miner: optimize txpool for quick ops

(cherry picked from commit 0ef327b)

Author: karalabe

core/tx_list.go

@@ -0,0 +1,331 @@
+// Copyright 2016 The go-ethereum Authors
+// This file is part of the go-ethereum library.
+//
+// The go-ethereum library is free software: you can redistribute it and/or modify
+// it under the terms of the GNU Lesser General Public License as published by
+// the Free Software Foundation, either version 3 of the License, or
+// (at your option) any later version.
+//
+// The go-ethereum library is distributed in the hope that it will be useful,
+// but WITHOUT ANY WARRANTY; without even the implied warranty of
+// MERCHANTABILITY or FITNESS FOR A PARTICULAR PURPOSE. See the
+// GNU Lesser General Public License for more details.
+//
+// You should have received a copy of the GNU Lesser General Public License
+// along with the go-ethereum library. If not, see <http://www.gnu.org/licenses/>.
+
+package core
+
+import (
+	"container/heap"
+	"math"
+	"math/big"
+	"sort"
+
+	"github.com/ethereum/go-ethereum/core/types"
+)
+
+// nonceHeap is a heap.Interface implementation over 64bit unsigned integers for
+// retrieving sorted transactions from the possibly gapped future queue.
+type nonceHeap []uint64
+
+func (h nonceHeap) Len() int           { return len(h) }
+func (h nonceHeap) Less(i, j int) bool { return h[i] < h[j] }
+func (h nonceHeap) Swap(i, j int)      { h[i], h[j] = h[j], h[i] }
+
+func (h *nonceHeap) Push(x interface{}) {
+	*h = append(*h, x.(uint64))
+}
+
+func (h *nonceHeap) Pop() interface{} {
+	old := *h
+	n := len(old)
+	x := old[n-1]
+	*h = old[0 : n-1]
+	return x
+}
+
+// txList is a "list" of transactions belonging to an account, sorted by account
+// nonce. The same type can be used both for storing contiguous transactions for
+// the executable/pending queue; and for storing gapped transactions for the non-
+// executable/future queue, with minor behavoiral changes.
+type txList struct {
+	strict bool                          // Whether nonces are strictly continuous or not
+	items  map[uint64]*types.Transaction // Hash map storing the transaction data
+	cache  types.Transactions            // cache of the transactions already sorted
+
+	first uint64     // Nonce of the lowest stored transaction (strict mode)
+	last  uint64     // Nonce of the highest stored transaction (strict mode)
+	index *nonceHeap // Heap of nonces of all teh stored transactions (non-strict mode)
+
+	costcap *big.Int // Price of the highest costing transaction (reset only if exceeds balance)
+}
+
+// newTxList create a new transaction list for maintaining nonce-indexable fast,
+// gapped, sortable transaction lists.
+func newTxList(strict bool) *txList {
+	return &txList{
+		strict:  strict,
+		items:   make(map[uint64]*types.Transaction),
+		first:   math.MaxUint64,
+		index:   &nonceHeap{},
+		costcap: new(big.Int),
+	}
+}
+
+// Add tries to inserts a new transaction into the list, returning whether the
+// transaction was acceped, and if yes, any previous transaction it replaced.
+//
+// In case of strict lists (contiguous nonces) the nonce boundaries are updated
+// appropriately with the new transaction. Otherwise (gapped nonces) the heap of
+// nonces is expanded with the new transaction.
+func (l *txList) Add(tx *types.Transaction) (bool, *types.Transaction) {
+	// If an existing transaction is better, discard new one
+	nonce := tx.Nonce()
+
+	old, ok := l.items[nonce]
+	if ok && old.GasPrice().Cmp(tx.GasPrice()) >= 0 {
+		return false, nil
+	}
+	// Otherwise insert the transaction and replace any previous one
+	l.items[nonce] = tx
+	if cost := tx.Cost(); l.costcap.Cmp(cost) < 0 {
+		l.costcap = cost
+	}
+	if l.strict {
+		// In strict mode, maintain the nonce sequence boundaries
+		if nonce < l.first {
+			l.first = nonce
+		}
+		if nonce > l.last {
+			l.last = nonce
+		}
+	} else {
+		// In gapped mode, maintain the nonce heap
+		heap.Push(l.index, nonce)
+	}
+	l.cache = nil
+
+	return true, old
+}
+
+// Forward removes all transactions from the list with a nonce lower than the
+// provided threshold. Every removed transaction is returned for any post-removal
+// maintenance.
+func (l *txList) Forward(threshold uint64) types.Transactions {
+	var removed types.Transactions
+
+	if l.strict {
+		// In strict mode, push the lowest nonce forward to the threshold
+		for l.first < threshold {
+			if tx, ok := l.items[l.first]; ok {
+				removed = append(removed, tx)
+			}
+			delete(l.items, l.first)
+			l.first++
+		}
+		if l.first > l.last {
+			l.last = l.first
+		}
+	} else {
+		// In gapped mode, pop off heap items until the threshold is reached
+		for l.index.Len() > 0 && (*l.index)[0] < threshold {
+			nonce := heap.Pop(l.index).(uint64)
+			removed = append(removed, l.items[nonce])
+			delete(l.items, nonce)
+		}
+	}
+	l.cache = nil
+
+	return removed
+}
+
+// Filter removes all transactions from the list with a cost higher than the
+// provided threshold. Every removed transaction is returned for any post-removal
+// maintenance. Strict-mode invalidated transactions are also returned.
+//
+// This method uses the cached costcap to quickly decide if there's even a point
+// in calculating all the costs or if the balance covers all. If the threshold is
+// loewr than the costcap, the costcap will be reset to a new high after removing
+// expensive the too transactions.
+func (l *txList) Filter(threshold *big.Int) (types.Transactions, types.Transactions) {
+	// If all transactions are blow the threshold, short circuit
+	if l.costcap.Cmp(threshold) <= 0 {
+		return nil, nil
+	}
+	l.costcap = new(big.Int).Set(threshold) // Lower the cap to the threshold
+
+	// Gather all the transactions needing deletion
+	var removed types.Transactions
+	for _, tx := range l.items {
+		if cost := tx.Cost(); cost.Cmp(threshold) > 0 {
+			removed = append(removed, tx)
+			delete(l.items, tx.Nonce())
+		}
+	}
+	// Readjust the nonce boundaries/indexes and gather invalidate tranactions
+	var invalids types.Transactions
+	if l.strict {
+		// In strict mode iterate find the first gap and invalidate everything after it
+		for i := l.first; i <= l.last; i++ {
+			if _, ok := l.items[i]; !ok {
+				// Gap found, invalidate all subsequent transactions
+				for j := i + 1; j <= l.last; j++ {
+					if tx, ok := l.items[j]; ok {
+						invalids = append(invalids, tx)
+						delete(l.items, j)
+					}
+				}
+				// Reduce the highest transaction nonce and return
+				l.last = i - 1
+				break
+			}
+		}
+	} else {
+		// In gapped mode no transactions are invalid, but the heap is ruined
+		l.index = &nonceHeap{}
+		for nonce, _ := range l.items {
+			*l.index = append(*l.index, nonce)
+		}
+		heap.Init(l.index)
+	}
+	l.cache = nil
+
+	return removed, invalids
+}
+
+// Cap places a hard limit on the number of items, returning all transactions
+// exceeding tht limit.
+func (l *txList) Cap(threshold int) types.Transactions {
+	// Short circuit if the number of items is under the limit
+	if len(l.items) < threshold {
+		return nil
+	}
+	// Otherwise gather and drop the highest nonce'd transactions
+	var drops types.Transactions
+
+	if l.strict {
+		// In strict mode, just gather top down from last to first
+		for len(l.items) > threshold {
+			if tx, ok := l.items[l.last]; ok {
+				drops = append(drops, tx)
+				delete(l.items, l.last)
+				l.last--
+			}
+		}
+	} else {
+		// In gapped mode it's expensive: we need to sort and drop like that
+		sort.Sort(*l.index)
+		for size := len(l.items); size > threshold; size-- {
+			drops = append(drops, l.items[(*l.index)[size-1]])
+			delete(l.items, (*l.index)[size-1])
+			*l.index = (*l.index)[:size-1]
+		}
+		heap.Init(l.index)
+	}
+	l.cache = nil
+
+	return drops
+}
+
+// Remove deletes a transaction from the maintained list, returning whether the
+// transaction was found, and also returning any transaction invalidated due to
+// the deletion (strict mode only).
+func (l *txList) Remove(tx *types.Transaction) (bool, types.Transactions) {
+	nonce := tx.Nonce()
+	if _, ok := l.items[nonce]; ok {
+		// Remove the item and invalidate the sorted cache
+		delete(l.items, nonce)
+		l.cache = nil
+
+		// Remove all invalidated transactions (strict mode only!)
+		invalids := make(types.Transactions, 0, l.last-nonce)
+		if l.strict {
+			for i := nonce + 1; i <= l.last; i++ {
+				invalids = append(invalids, l.items[i])
+				delete(l.items, i)
+			}
+			l.last = nonce - 1
+		} else {
+			// In gapped mode, remove the nonce from the index but honour the heap
+			for i := 0; i < l.index.Len(); i++ {
+				if (*l.index)[i] == nonce {
+					heap.Remove(l.index, i)
+					break
+				}
+			}
+		}
+		// Figure out the new highest nonce
+		return true, invalids
+	}
+	return false, nil
+}
+
+// Ready retrieves a sequentially increasing list of transactions starting at the
+// provided nonce that is ready for processing. The returned transactions will be
+// removed from the list.
+//
+// Note, all transactions with nonces lower that start will also be returned to
+// prevent getting into and invalid state. This is not something that should ever
+// happen but better to be self correcting than failing!
+func (l *txList) Ready(start uint64) types.Transactions {
+	var txs types.Transactions
+	if l.strict {
+		// In strict mode make sure we have valid transaction, return all contiguous
+		if l.first > start {
+			return nil
+		}
+		for {
+			if tx, ok := l.items[l.first]; ok {
+				txs = append(txs, tx)
+				delete(l.items, l.first)
+				l.first++
+				continue
+			}
+			break
+		}
+	} else {
+		// In gapped mode, check the heap start and return all contiguous
+		if l.index.Len() == 0 || (*l.index)[0] > start {
+			return nil
+		}
+		next := (*l.index)[0]
+		for l.index.Len() > 0 && (*l.index)[0] == next {
+			txs = append(txs, l.items[next])
+			delete(l.items, next)
+			heap.Pop(l.index)
+			next++
+		}
+	}
+	l.cache = nil
+
+	return txs
+}
+
+// Len returns the length of the transaction list.
+func (l *txList) Len() int {
+	return len(l.items)
+}
+
+// Empty returns whether the list of transactions is empty or not.
+func (l *txList) Empty() bool {
+	return len(l.items) == 0
+}
+
+// Flatten creates a nonce-sorted slice of transactions based on the loosely
+// sorted internal representation. The result of the sorting is cached in case
+// it's requested again before any modifications are made to the contents.
+func (l *txList) Flatten() types.Transactions {
+	// If the sorting was not cached yet, create and cache it
+	if l.cache == nil {
+		l.cache = make(types.Transactions, 0, len(l.items))
+		for _, tx := range l.items {
+			l.cache = append(l.cache, tx)
+		}
+		sort.Sort(types.TxByNonce(l.cache))
+	}
+	// Copy the cache to prevent accidental modifications
+	txs := make(types.Transactions, len(l.cache))
+	copy(txs, l.cache)
+	return txs
+}

core/tx_list_test.go

@@ -0,0 +1,58 @@
+// Copyright 2016 The go-ethereum Authors
+// This file is part of the go-ethereum library.
+//
+// The go-ethereum library is free software: you can redistribute it and/or modify
+// it under the terms of the GNU Lesser General Public License as published by
+// the Free Software Foundation, either version 3 of the License, or
+// (at your option) any later version.
+//
+// The go-ethereum library is distributed in the hope that it will be useful,
+// but WITHOUT ANY WARRANTY; without even the implied warranty of
+// MERCHANTABILITY or FITNESS FOR A PARTICULAR PURPOSE. See the
+// GNU Lesser General Public License for more details.
+//
+// You should have received a copy of the GNU Lesser General Public License
+// along with the go-ethereum library. If not, see <http://www.gnu.org/licenses/>.
+
+package core
+
+import (
+	"math/big"
+	"math/rand"
+	"testing"
+
+	"github.com/ethereum/go-ethereum/core/types"
+	"github.com/ethereum/go-ethereum/crypto"
+)
+
+// Tests that transactions can be added to strict lists and list contents and
+// nonce boundaries are correctly maintained.
+func TestStrictTxListAdd(t *testing.T) {
+	// Generate a list of transactions to insert
+	key, _ := crypto.GenerateKey()
+
+	txs := make(types.Transactions, 1024)
+	for i := 0; i < len(txs); i++ {
+		txs[i] = transaction(uint64(i), new(big.Int), key)
+	}
+	// Insert the transactions in a random order
+	list := newTxList(true)
+	for _, v := range rand.Perm(len(txs)) {
+		list.Add(txs[v])
+	}
+	// Verify internal state
+	if list.first != 0 {
+		t.Errorf("lowest nonce mismatch: have %d, want %d", list.first, 0)
+	}
+	if int(list.last) != len(txs)-1 {
+		t.Errorf("highest nonce mismatch: have %d, want %d", list.last, len(txs)-1)
+	}
+	if len(list.items) != len(txs) {
+		t.Errorf("transaction count mismatch: have %d, want %d", len(list.items), len(txs))
+	}
+	for i, tx := range txs {
+		if list.items[tx.Nonce()] != tx {
+			t.Errorf("item %d: transaction mismatch: have %v, want %v", i, list.items[tx.Nonce()], tx)
+		}
+	}
+}